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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JSN
4551
DELISTED
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND
JSN
– –
-5,958
Closed -$76K
OIBR.C
4552
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
$0 ﹤0.01%
+2
New +$510
FST
4553
DELISTED
FOREST OIL CORPORATION
FST
– –
-168
Closed –
CPWR
4554
DELISTED
COMPUWARE CORP
CPWR
– –
-208
Closed -$2K
BKW
4555
DELISTED
BURGER KING WORLDWIDE
BKW
– –
-650
Closed -$19K
THI
4556
DELISTED
TIM HORTONS INC COM, CANADA
THI
– –
-1,678
Closed -$132K
CNVR
4557
DELISTED
CONVERSANT INC COM STK (DE)
CNVR
– –
-316
Closed -$11K
TIBX
4558
DELISTED
TIBCO SOFTWARE INC
TIBX
– –
-799
Closed -$19K
KOG
4559
DELISTED
KODIAK OIL & GAS CORP
KOG
– –
-14,828
Closed -$201K
BQY
4560
DELISTED
BLACKROCK DIVIDEND INCOME TR COM SHS
BQY
– –
-2,165
Closed -$28K
BCF
4561
DELISTED
BLACKROCK REAL ASSET EQUITY TRUST
BCF
– –
-68,616
Closed -$581K
CNQR
4562
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
– –
-100
Closed -$13K
KMP
4563
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
– –
-117,277
Closed -$11M
KMR
4564
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
– –
-17,623
Closed -$1.64M
EPB
4565
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
– –
-4,466
Closed -$179K
BYI
4566
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
– –
-349
Closed -$28K
JGT
4567
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
– –
-1,346
Closed -$14K
SPPR
4568
DELISTED
SUPERTEL HOSPITALITY, INC. COM NEW (MD)
SPPR
$0 ﹤0.01%
62
– –
QRE
4569
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
– –
-4,585
Closed -$89K
BOLT
4570
DELISTED
BOLT TECHNOLOGY CORPORATION
BOLT
– –
-75
Closed -$2K
DNDN
4571
DELISTED
DENDREON CORPORATION
DNDN
– –
-587
Closed -$1K
DRTX
4572
DELISTED
DURATA THERAPEUTICS INC COM STK (DE)
DRTX
– –
-1,364
Closed -$17K
AMBI
4573
DELISTED
Ambit Biosciences Corp
AMBI
– –
-50
Closed -$1K
BNA
4574
DELISTED
BLACKROCK INCOME OPPORTUNITY TRUST INC
BNA
– –
-267
Closed -$3K
TLR
4575
DELISTED
TIMBERLINE RES COR COM NEW (DE)
TLR
$0 ﹤0.01%
275
– –
181 182
183
184 185

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HAM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.