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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VFMV icon
4526
Vanguard US Minimum Volatility ETF
VFMV
$446M
$6K ﹤0.01%
+66
New +$5.55K
VIPS icon
4527
Vipshop
VIPS
$6.8B
$6K ﹤0.01%
1,070
-53,912
-98% -$443K
VRA icon
4528
Vera Bradley
VRA
$94.7M
$6K ﹤0.01%
+367
New +$5.36K
YPF icon
4529
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.4B
$6K ﹤0.01%
363
-217
-37% -$3.38K
ZTO icon
4530
ZTO Express
ZTO
$17.4B
$6K ﹤0.01%
345
-163
-32% -$3.14K
DAY
4531
DELISTED
Dayforce
DAY
$6K ﹤0.01%
+164
New +$6.01K
NM.PRG
4532
DELISTED
NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value
NM.PRG
$6K ﹤0.01%
500
– –
CGRN
4533
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$6K ﹤0.01%
645
– –
NIB
4534
DELISTED
iPath Bloomberg Cocoa Subindex Total Return ETN due June 24, 2038
NIB
$6K ﹤0.01%
250
-100
-29% -$2.65K
PBFX
4535
DELISTED
PBF LOGISTICS LP
PBFX
$6K ﹤0.01%
279
– –
MN
4536
DELISTED
MANNING & NAPIER, INC.
MN
$6K ﹤0.01%
1,911
– –
AVLR
4537
DELISTED
Avalara, Inc.
AVLR
$6K ﹤0.01%
+180
New +$7.45K
HNGR
4538
DELISTED
Hanger Inc.
HNGR
$6K ﹤0.01%
+300
New +$6.5K
HSTO
4539
DELISTED
Histogen Inc. Common Stock
HSTO
$6K ﹤0.01%
5
– –
ISBC
4540
DELISTED
Investors Bancorp, Inc.
ISBC
$6K ﹤0.01%
+535
New +$6.81K
NTRP
4541
DELISTED
Neurotrope, Inc. Common
NTRP
$6K ﹤0.01%
675
– –
WMGI
4542
DELISTED
Wright Medical Group Inc
WMGI
$6K ﹤0.01%
191
-12
-6% -$323
ADSW
4543
DELISTED
Advanced Disposal Services Inc
ADSW
$6K ﹤0.01%
+243
New +$6.24K
SHLO
4544
DELISTED
Shiloh Industries Inc
SHLO
$6K ﹤0.01%
500
-575
-53% -$5.35K
CVIA
4545
DELISTED
Covia Holdings Corporation Common Stock
CVIA
$6K ﹤0.01%
+700
New +$9.65K
AKRX
4546
DELISTED
Akorn Inc
AKRX
$6K ﹤0.01%
520
-81
-13% -$1.33K
BDCL
4547
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$6K ﹤0.01%
355
– –
ARTX
4548
DELISTED
Arotech Corporation
ARTX
$6K ﹤0.01%
1,800
+200
+13% +$717
ORIT
4549
DELISTED
Oritani Financial Corp. New
ORIT
$6K ﹤0.01%
+400
New +$6.46K
LEXEA
4550
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
$6K ﹤0.01%
135
-115
-46% -$5.38K
180 181
182
183 184

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.