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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALR
4526
DELISTED
AlerisLife Inc
ALR
$5K ﹤0.01%
365
-124
-25% -$1.92K
IVC
4527
DELISTED
Invacare Corporation
IVC
$5K ﹤0.01%
300
– –
SWCH
4528
DELISTED
Switch, Inc. Class A Common Stock
SWCH
$5K ﹤0.01%
+250
New +$4.57K
ZEN
4529
DELISTED
ZENDESK INC
ZEN
$5K ﹤0.01%
161
-575
-78% -$18.8K
HMTV
4530
DELISTED
Hemisphere Media Group, Inc.
HMTV
$5K ﹤0.01%
399
+89
+29% +$1.05K
HSTO
4531
DELISTED
Histogen Inc. Common Stock
HSTO
$5K ﹤0.01%
5
– –
EPAY
4532
DELISTED
Bottomline Technologies Inc
EPAY
$5K ﹤0.01%
145
+27
+23% +$905
ICBK
4533
DELISTED
County Bancorp, Inc. Common Stock
ICBK
$5K ﹤0.01%
159
+30
+23% +$926
FLXN
4534
DELISTED
Flexion Therapeutics, Inc.
FLXN
$5K ﹤0.01%
+200
New +$4.9K
NEOS
4535
DELISTED
Neos Therapeutics, Inc
NEOS
$5K ﹤0.01%
+520
New +$4.99K
ARA
4536
DELISTED
American Renal Associates Holdings, Inc
ARA
$5K ﹤0.01%
+258
New +$3.56K
TCCO
4537
DELISTED
Technical Communications Corporation
TCCO
$5K ﹤0.01%
+449
New +$2.38K
SAEX
4538
DELISTED
SAExploration Holdings, Inc.
SAEX
$5K ﹤0.01%
115
– –
AVEO
4539
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$5K ﹤0.01%
185
– –
ROX
4540
DELISTED
Castle Brands, Inc.
ROX
$5K ﹤0.01%
4,000
– –
SN
4541
DELISTED
Sanchez Energy Corporation
SN
$5K ﹤0.01%
946
– –
ECYT
4542
DELISTED
Endocyte, Inc. Common Stock
ECYT
$5K ﹤0.01%
1,055
– –
ONTL
4543
DELISTED
OShares FTSE Russell International Quality Dividend ETF
ONTL
$5K ﹤0.01%
193
+2
+1% +$55
HGT
4544
DELISTED
Hugoton Royalty Trust
HGT
$5K ﹤0.01%
3,628
-1,390
-28% -$2.19K
RPXC
4545
DELISTED
RPX Corporation
RPXC
$5K ﹤0.01%
357
– –
FINL
4546
DELISTED
Finish Line
FINL
$5K ﹤0.01%
333
+3
+0.9% +$32
DXPS
4547
DELISTED
WisdomTree United Kingdom Hedged Equity Fund
DXPS
$5K ﹤0.01%
200
– –
CUDA
4548
DELISTED
Barracuda Networks, Inc.
CUDA
$5K ﹤0.01%
182
-117
-39% -$2.9K
INXX
4549
DELISTED
Columbia India Infrastructure ETF
INXX
$5K ﹤0.01%
300
– –
IO
4550
DELISTED
ION Geophysical Corporation
IO
$5K ﹤0.01%
269
– –
180 181
182
183 184

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HAM
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.