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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWRS
4526
DELISTED
GUGGENHEIM RUSSELL 2000 EQUAL WEIGHT ETF
EWRS
$4K ﹤0.01%
75
– –
ENV
4527
DELISTED
ENVESTNET, INC.
ENV
$4K ﹤0.01%
71
+44
+163% +$1.88K
PRMW
4528
DELISTED
Primo Water Corporation
PRMW
$4K ﹤0.01%
367
– –
HK
4529
DELISTED
Halcon Resources Corporation
HK
$4K ﹤0.01%
594
-17
-3% -$106
UTG.RT
4530
DELISTED
Reaves Utility Income Fund
UTG.RT
$4K ﹤0.01%
+13,032
New +$2.64K
HRG
4531
DELISTED
HRG Group, Inc.
HRG
$4K ﹤0.01%
269
+56
+26% +$905
ABG icon
4532
Asbury Automotive
ABG
$3.8B
$3K ﹤0.01%
43
-40
-48% -$2.21K
AEO icon
4533
American Eagle Outfitters
AEO
$3.05B
$3K ﹤0.01%
195
-400
-67% -$4.9K
AMKR icon
4534
Amkor Technology
AMKR
$13.3B
$3K ﹤0.01%
+267
New +$2.56K
AZZ icon
4535
AZZ Inc
AZZ
$4.53B
$3K ﹤0.01%
70
– –
CAF
4536
Morgan Stanley China A Share Fund
CAF
$329M
$3K ﹤0.01%
112
-750
-87% -$16.9K
CCBG icon
4537
Capital City Bank Group
CCBG
$877M
$3K ﹤0.01%
108
+70
+184% +$1.48K
CRIS icon
4538
Curis
CRIS
$7.37M
$3K ﹤0.01%
1
– –
CVGI icon
4539
Commercial Vehicle Group
CVGI
$140M
$3K ﹤0.01%
377
-321
-46% -$2.34K
DDLS icon
4540
WisdomTree Dynamic International SmallCap Equity Fund
DDLS
$428M
$3K ﹤0.01%
+100
New +$3.12K
DGICA icon
4541
Donegal Group Class A
DGICA
$700M
$3K ﹤0.01%
178
+1
+0.6% +$15
DHT icon
4542
DHT Holdings
DHT
$2.99B
$3K ﹤0.01%
866
-828
-49% -$3.32K
DIVI icon
4543
Franklin International Core Dividend Tilt Index ETF
DIVI
$2.77B
$3K ﹤0.01%
136
– –
DXPE icon
4544
DXP Enterprises
DXPE
$3.03B
$3K ﹤0.01%
+105
New +$3.13K
ESSA
4545
DELISTED
ESSA Bancorp
ESSA
$3K ﹤0.01%
165
-29
-15% -$433
ETD icon
4546
Ethan Allen Interiors
ETD
$599M
$3K ﹤0.01%
100
– –
FENG
4547
Phoenix New Media
FENG
$18.1M
$3K ﹤0.01%
83
– –
FISI icon
4548
Financial Institutions
FISI
$809M
$3K ﹤0.01%
95
-203
-68% -$5.73K
GIC icon
4549
Global Industrial
GIC
$1.52B
$3K ﹤0.01%
100
– –
GILT icon
4550
Gilat Satellite Networks
GILT
$835M
$3K ﹤0.01%
500
– –
180 181
182
183 184

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.