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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.89B
AUM Growth
+$698M
Cap. Flow
+$344M
Cap. Flow %
4.36%
Top 10 Hldgs %
14.51%
Holding
5,211
New
230
Increased
2,255
Reduced
1,593
Closed
199

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$47.7M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33.1M
4
OEF icon
iShares S&P 100 ETF
OEF
+$28.3M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$25.7M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$64.6M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$57.5M
3
TTE icon
TotalEnergies
TTE
+$34.5M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$30.1M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 6.02%
2 Technology 5.82%
3 Industrials 5.1%
4 Consumer Staples 4.85%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATLC icon
4526
Atlanticus Holdings
ATLC
$1.45B
$2K ﹤0.01%
636
– –
AVNW icon
4527
Aviat Networks
AVNW
$270M
$2K ﹤0.01%
268
-12
-4% -$85
AXSM icon
4528
Axsome Therapeutics
AXSM
$11.4B
$2K ﹤0.01%
391
– –
BANF icon
4529
BancFirst
BANF
$3.77B
$2K ﹤0.01%
38
-38
-50% -$1.78K
CHRS icon
4530
Coherus Oncology
CHRS
$192M
$2K ﹤0.01%
109
-263
-71% -$6.47K
CRSP icon
4531
CRISPR Therapeutics
CRSP
$5.17B
$2K ﹤0.01%
+100
New +$1.96K
CWBC
4532
Community West Bancshares
CWBC
$676M
$2K ﹤0.01%
+85
New +$1.72K
CZR icon
4533
Caesars Entertainment
CZR
$6.13B
$2K ﹤0.01%
100
– –
DHX icon
4534
DHI Group
DHX
$158M
$2K ﹤0.01%
448
+293
+189% +$1.51K
DPST icon
4535
Direxion Daily Regional Banks Bull 3X ETF
DPST
$388M
$2K ﹤0.01%
+2
New +$2.74K
DRIO icon
4536
DarioHealth
DRIO
$74.7M
$2K ﹤0.01%
+1
New +$1.49K
DWSN icon
4537
Dawson Geophysical
DWSN
$131M
$2K ﹤0.01%
327
– –
DXD icon
4538
ProShares UltraShort Dow 30
DXD
$42.3M
$2K ﹤0.01%
10
+1
+11% +$265
EFU icon
4539
ProShares Trust UltraShort MSCI EAFE
EFU
$1.14M
$2K ﹤0.01%
41
– –
EUDV icon
4540
ProShares MSCI Europe Dividend Growers ETF
EUDV
$8.6M
$2K ﹤0.01%
50
– –
FCBC icon
4541
First Community Bankshares
FCBC
$902M
$2K ﹤0.01%
79
– –
FENG
4542
Phoenix New Media
FENG
$18.5M
$2K ﹤0.01%
83
– –
FFIC
4543
DELISTED
Flushing Financial
FFIC
$2K ﹤0.01%
67
– –
FJP icon
4544
First Trust Japan AlphaDEX Fund
FJP
$259M
$2K ﹤0.01%
37
– –
FMF icon
4545
First Trust Managed Futures Strategy Fund
FMF
$258M
$2K ﹤0.01%
45
– –
FOLD
4546
DELISTED
Amicus Therapeutics
FOLD
$2K ﹤0.01%
+250
New +$1.58K
FPA icon
4547
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$108M
$2K ﹤0.01%
50
– –
GLO
4548
Clough Global Opportunities Fund
GLO
$257M
$2K ﹤0.01%
200
– –
GRF
4549
Eagle Capital Growth Fund
GRF
$41.7M
$2K ﹤0.01%
313
– –
GSAT icon
4550
Globalstar
GSAT
$10.9B
$2K ﹤0.01%
71
+67
+1,675% +$1.5K
180 181
182
183 184

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Ladenburg Thalmann Financial Services held 5,211 positions worth $7.89B, up 9.7% from $7.19B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $344M of net new capital in Q1 2017, opening 230 new positions and adding to 2,255 existing holdings. Its largest new stake was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $64.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2017 buy was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $48.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2017 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $64.6M.
  • Ladenburg Thalmann Financial Services fully exited NorthStar Realty Finance Corp. in Q1 2017, selling an estimated $7.48M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $7.89B portfolio in Q1 2017.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 199 in Q1 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.7% quarter-over-quarter to $7.89B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.