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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LWAY icon
4526
Lifeway Foods
LWAY
$454M
$2K ﹤0.01%
200
– –
MBOT icon
4527
Microbot Medical
MBOT
$113M
$2K ﹤0.01%
14
+13
+1,300% +$1.64K
MDWD icon
4528
MediWound
MDWD
$179M
$2K ﹤0.01%
+71
New +$2.89K
LITS
4529
Lite Strategy Inc
LITS
$30.7M
$2K ﹤0.01%
75
– –
NHTC icon
4530
Natural Health Trends
NHTC
$14.9M
$2K ﹤0.01%
100
-2,078
-95% -$52.3K
NMT icon
4531
Nuveen Massachusetts Quality Municipal Income Fund
NMT
$130M
$2K ﹤0.01%
100
– –
NWG icon
4532
NatWest
NWG
$75.8B
$2K ﹤0.01%
387
-718
-65% -$3.86K
PSHG icon
4533
Performance Shipping
PSHG
$21.9M
– –
0
– –
RH icon
4534
RH
RH
$3.46B
$2K ﹤0.01%
77
-374
-83% -$12.1K
SIF icon
4535
SIFCO Industries
SIF
$130M
$2K ﹤0.01%
300
– –
SM icon
4536
SM Energy
SM
$7.73B
$2K ﹤0.01%
52
– –
SNDA icon
4537
Sonida Senior Living
SNDA
$1.84B
$2K ﹤0.01%
10
– –
SOHU
4538
Sohu.com
SOHU
$371M
$2K ﹤0.01%
56
– –
TG icon
4539
Tredegar Corp
TG
$275M
$2K ﹤0.01%
125
– –
TKC icon
4540
Turkcell
TKC
$4.72B
$2K ﹤0.01%
279
-761
-73% -$5.56K
TNK icon
4541
Teekay Tankers
TNK
$2.69B
$2K ﹤0.01%
153
-24
-14% -$471
TRIB
4542
Trinity Biotech
TRIB
$9.03M
$2K ﹤0.01%
1
– –
VOC icon
4543
VOC Energy
VOC
$53.2M
$2K ﹤0.01%
500
– –
CSCI
4544
DELISTED
COSCIENS Biopharma Inc. Common Stock
CSCI
$2K ﹤0.01%
5
– –
ITCI
4545
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$2K ﹤0.01%
150
– –
SUM
4546
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$2K ﹤0.01%
70
-31
-31% -$650
CHUY
4547
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
$2K ﹤0.01%
52
+24
+86% +$726
VIA
4548
DELISTED
Via Renewables, Inc. Class A Common Stock
VIA
$2K ﹤0.01%
30
– –
CBAY
4549
DELISTED
Cymabay Therapeutics
CBAY
$2K ﹤0.01%
+1,435
New +$2.53K
SUNW
4550
DELISTED
Sunworks, Inc.
SUNW
$2K ﹤0.01%
155
-329
-68% -$5.82K
180 181
182
183 184

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.