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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PES
4526
DELISTED
Pioneer Energy Services Corp.
PES
$2K ﹤0.01%
530
+415
+361% +$1.53K
SFS
4527
DELISTED
Smart & Final Stores, Inc.
SFS
$2K ﹤0.01%
152
-1,170
-89% -$16.2K
GNCA
4528
DELISTED
Genocea Biosciences, Inc.
GNCA
$2K ﹤0.01%
38
– –
AUSE
4529
DELISTED
WisdomTree Australia Dividend Fund
AUSE
$2K ﹤0.01%
45
– –
DWLV
4530
DELISTED
Invesco DWA Momentum & Low Volatility Rotation ETF
DWLV
$2K ﹤0.01%
+78
New +$1.99K
ESIO
4531
DELISTED
Electro Scientific Industries
ESIO
$2K ﹤0.01%
400
– –
HQCL
4532
DELISTED
Hanwha Q CELLS Co., Ltd.
HQCL
$2K ﹤0.01%
+150
New +$1.93K
ANW
4533
DELISTED
Aegean Marine Petroleum Network
ANW
$2K ﹤0.01%
163
– –
ELON
4534
DELISTED
Echelon Corp
ELON
$2K ﹤0.01%
330
– –
MATR
4535
DELISTED
Mattersight Corp.
MATR
$2K ﹤0.01%
588
+500
+568% +$1.96K
KND
4536
DELISTED
Kindred Healthcare
KND
$2K ﹤0.01%
174
+1
+0.6% +$11
IBLN
4537
DELISTED
Direxion iBillionaire Index ETF
IBLN
$2K ﹤0.01%
67
– –
FNFV
4538
DELISTED
Fidelity Natl Financial, Inc.
FNFV
$2K ﹤0.01%
145
+29
+25% +$357
WSTC
4539
DELISTED
West Corporation
WSTC
$2K ﹤0.01%
104
+1
+1% +$22
ALR.PRB
4540
DELISTED
Alere Inc
ALR.PRB
$2K ﹤0.01%
6
– –
ALJ
4541
DELISTED
Alon USA Energy Inc
ALJ
$2K ﹤0.01%
197
-57
-22% -$423
WILN
4542
DELISTED
Wi-LAN Inc.
WILN
$2K ﹤0.01%
1,000
– –
ISIL
4543
DELISTED
Intersil Corp
ISIL
$2K ﹤0.01%
73
-350
-83% -$6.06K
TEUM
4544
DELISTED
Pareteum Corporation
TEUM
$2K ﹤0.01%
560
-1
-0.2% -$4
ACTS
4545
DELISTED
Actions Semiconductor Co
ACTS
$2K ﹤0.01%
1,000
– –
TBRA
4546
DELISTED
Tobira Therapeutics, Inc. Common Stock
TBRA
$2K ﹤0.01%
55
– –
NYNY
4547
DELISTED
Empire Resorts, Inc.
NYNY
$2K ﹤0.01%
87
– –
USLV
4548
DELISTED
VelocitySharesTM 3x Long Silver ETN linked to the S&P GSCI Silver Index ER
USLV
$2K ﹤0.01%
9
– –
MNP
4549
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$2K ﹤0.01%
140
+1
+0.7% +$17
FCAN
4550
DELISTED
First Trust Canada AlphaDEX Fund
FCAN
$2K ﹤0.01%
+88
New +$2.1K
180 181
182
183 184

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HAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.