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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SEED icon
4526
Origin Agritech
SEED
$12.5M
$1K ﹤0.01%
50
– –
SMMT icon
4527
Summit Therapeutics
SMMT
$12.1B
$1K ﹤0.01%
+100
New +$1.04K
SMSI icon
4528
Smith Micro Software
SMSI
$16.6M
$1K ﹤0.01%
6
– –
SNOA icon
4529
Sonoma Pharmaceuticals
SNOA
$6.56M
$1K ﹤0.01%
1
– –
STAA icon
4530
STAAR Surgical
STAA
$1.24B
$1K ﹤0.01%
+100
New +$810
STNG icon
4531
Scorpio Tankers
STNG
$3.72B
$1K ﹤0.01%
8
– –
SUP
4532
DELISTED
Superior Industries International
SUP
$1K ﹤0.01%
44
– –
TR icon
4533
Tootsie Roll Industries
TR
$2.97B
$1K ﹤0.01%
30
+6
+25% +$138
TRNO icon
4534
Terreno Realty
TRNO
$7.44B
$1K ﹤0.01%
23
– –
TRX icon
4535
TRX Gold Corp
TRX
$350M
$1K ﹤0.01%
2,550
– –
TSBK icon
4536
Timberland Bancorp
TSBK
$355M
$1K ﹤0.01%
100
– –
URG
4537
Ur-Energy
URG
$552M
$1K ﹤0.01%
+1,000
New +$570
UTSI icon
4538
UTStarcom
UTSI
$23.2M
$1K ﹤0.01%
153
-24
-14% -$229
UXI icon
4539
ProShares Ultra Industrials
UXI
$32.9M
$1K ﹤0.01%
108
– –
VOC icon
4540
VOC Energy
VOC
$53.2M
$1K ﹤0.01%
500
– –
VPG icon
4541
Vishay Precision Group
VPG
$894M
$1K ﹤0.01%
65
+17
+35% +$202
WRN
4542
Western Copper and Gold
WRN
$553M
$1K ﹤0.01%
5,082
+82
+2% +$23
XRLV
4543
DELISTED
Invesco S&P 500 ex-Rate Sensitive Low Volatility ETF
XRLV
$1K ﹤0.01%
+51
New +$1.29K
GRCE
4544
Grace Therapeutics
GRCE
$44.6M
$1K ﹤0.01%
8
– –
VIRX
4545
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$1K ﹤0.01%
3
– –
MMAT
4546
DELISTED
Meta Materials Inc. Common Stock
MMAT
$1K ﹤0.01%
6
– –
BIOL
4547
DELISTED
Biolase, Inc.
BIOL
– –
0
– –
ENG
4548
DELISTED
ENGlobal Corp
ENG
$1K ﹤0.01%
188
– –
TAST
4549
DELISTED
Carrols Restaurant Group, Inc.
TAST
$1K ﹤0.01%
59
– –
CBD
4550
DELISTED
Companhia Brasileira de Distribuicao
CBD
$1K ﹤0.01%
100
– –
180 181
182
183 184

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HAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.