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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NILE
4526
DELISTED
Blue Nile, Inc.
NILE
$1K ﹤0.01%
30
-400
-93% -$13K
CVT
4527
DELISTED
CVENT, INC.
CVT
$1K ﹤0.01%
29
– –
TBRA
4528
DELISTED
Tobira Therapeutics, Inc. Common Stock
TBRA
$1K ﹤0.01%
55
– –
PVCT
4529
DELISTED
PROVECTUS BIOPHARMACEUTICALS, INC. (DE)
PVCT
$1K ﹤0.01%
1,325
– –
SZMK
4530
DELISTED
SIZMEK INC COM STK (DE)
SZMK
$1K ﹤0.01%
180
– –
MRD
4531
DELISTED
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
$1K ﹤0.01%
40
-172
-81% -$3.1K
CSH
4532
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
$1K ﹤0.01%
46
-2
-4% -$53
GDF
4533
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
$1K ﹤0.01%
135
– –
EXAM
4534
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
$1K ﹤0.01%
34
-90
-73% -$3.1K
ALXA
4535
DELISTED
Alexza Pharmaceuticals Inc
ALXA
$1K ﹤0.01%
900
– –
FSYS
4536
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
$1K ﹤0.01%
150
– –
NTLS
4537
DELISTED
NTELOS HLDGS CORP COM
NTLS
$1K ﹤0.01%
+99
New +$748
KWT
4538
DELISTED
VanEck Vectors Solar Energy ETF
KWT
$1K ﹤0.01%
20
– –
GHI
4539
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$1K ﹤0.01%
84
– –
GRH
4540
DELISTED
GREENHUNTER RESOURCES INC. COM
GRH
$1K ﹤0.01%
4,000
+1,000
+33% +$544
NBBC
4541
DELISTED
NEWBRIDGE BANCORP CLASS A COM STK (NC)
NBBC
$1K ﹤0.01%
166
– –
ARPI
4542
DELISTED
AMERICAN RESIDENTIAL PPTYS INC COM
ARPI
$1K ﹤0.01%
44
– –
ZINC
4543
DELISTED
HORSEHEAD HLDG CORP COM STK (DE)
ZINC
$1K ﹤0.01%
103
+2
+2% +$15
IO
4544
DELISTED
ION Geophysical Corporation
IO
$1K ﹤0.01%
262
– –
NES
4545
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$1K ﹤0.01%
725
– –
GDP
4546
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$1K ﹤0.01%
1,705
-2,680
-61% -$2.5K
RBY
4547
DELISTED
RUBICON MENERALS CORP (F)
RBY
$1K ﹤0.01%
1,095
-3,720
-77% -$3.08K
ESSX
4548
DELISTED
ESSEX RENTAL CORP. COMMON STOCK
ESSX
$1K ﹤0.01%
3,900
– –
PGN
4549
DELISTED
PARAGON OFFSHORE PLC (GBR)
PGN
$1K ﹤0.01%
2,175
+1,476
+211% +$1K
AVL
4550
DELISTED
Avalon Rare Metals, Inc. Ordinary Shares (Canada)
AVL
$1K ﹤0.01%
15,475
-3,000
-16% -$432
180 181
182
183 184

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.