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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISH
4526
DELISTED
INTL SHIPHOLDING CORP
ISH
$0 ﹤0.01%
2
– –
KCLI
4527
DELISTED
KANSAS CITY LIFE INS CO NEW (MO)
KCLI
$0 ﹤0.01%
9
– –
CHOP
4528
DELISTED
CHINA GERUI ADVANCED MATERIALS GROUP LTD ORD SHS
CHOP
$0 ﹤0.01%
175
-175
-50% -$399
LMNS
4529
DELISTED
LUMENIS LTD CL B ORD SHS (ISR)
LMNS
$0 ﹤0.01%
35
– –
TSRE
4530
DELISTED
TRADE STREET RESIDENTIAL, INC. COMMON STOCK
TSRE
– –
-800
Closed -$6K
CSRE
4531
DELISTED
CSR PLC SPON ADR (UK)
CSRE
$0 ﹤0.01%
1
– –
CRRC
4532
DELISTED
COURIER CORP
CRRC
$0 ﹤0.01%
+5
New +$69
TLM
4533
DELISTED
TALISMAN ENERGY INC
TLM
$0 ﹤0.01%
60
-106
-64% -$666
ASPX
4534
DELISTED
AUSPEX PHARMACEUTICALS INC COM STK (DE)
ASPX
– –
-1,200
Closed -$31K
ICEL
4535
DELISTED
CELLULAR DYNAMICS INTL INC COM STK (WI)
ICEL
$0 ﹤0.01%
+73
New +$489
PAL
4536
DELISTED
NORTH AMERICAN PALLADIUM LTD
PAL
$0 ﹤0.01%
1,636
– –
MJI
4537
DELISTED
BLACKROCK MUNIYLD NJ QUALITY FUND INC COM STK (USA)
MJI
– –
-3,651
Closed -$51K
PTP
4538
DELISTED
PLATINUM UNDERWRITERS HLDGS LTD
PTP
– –
-90
Closed -$5K
DRL
4539
DELISTED
DORAL FINANCIAL CORPORATION (NEW)
DRL
$0 ﹤0.01%
11
+5
+83% +$25
DRIV
4540
DELISTED
DIGITAL RIVER INC.
DRIV
$0 ﹤0.01%
5
-1,000
-100% -$21.8K
KWK
4541
DELISTED
QUICKSILVER RESOURCES INC
KWK
$0 ﹤0.01%
300
– –
CQB
4542
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
– –
-247
Closed -$4K
BSCE
4543
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
– –
-4,525
Closed -$95K
BSJE
4544
DELISTED
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
– –
-3,049
Closed -$80K
PIKE
4545
DELISTED
PIKE CORPORATION COM STK (NC)
PIKE
– –
-55
Closed -$1K
VE
4546
DELISTED
VEOLIA ENVIRONNEMENT
VE
– –
-1,775
Closed -$31K
MGAM
4547
DELISTED
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
– –
-600
Closed -$22K
JLA
4548
DELISTED
NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA
– –
-3,300
Closed -$43K
DPO
4549
DELISTED
DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO
– –
-38,520
Closed -$515K
DPD
4550
DELISTED
DOW 30 PREMIUM & DIVIDEND INCOME FUND INC
DPD
– –
-36,691
Closed -$573K
180 181
182
183 184

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HAM
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.