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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELAN icon
4501
Elanco Animal Health
ELAN
$11.2B
$6K ﹤0.01%
+163
New +$5.73K
ENPH icon
4502
Enphase Energy
ENPH
$5.39B
$6K ﹤0.01%
1,177
+777
+194% +$4.26K
ESP icon
4503
Espey Mfg & Electronics Corp
ESP
$193M
$6K ﹤0.01%
200
– –
FARM
4504
DELISTED
Farmer Brothers
FARM
$6K ﹤0.01%
244
-390
-62% -$11.2K
FCEL icon
4505
FuelCell Energy
FCEL
$1.63B
$6K ﹤0.01%
17
– –
DMC
4506
Del Monte Corp
DMC
$1.44B
$6K ﹤0.01%
187
-27
-13% -$1.06K
IAF
4507
abrdn Australia Equity Fund
IAF
$127M
$6K ﹤0.01%
328
+4
+1% +$73
KE
4508
Kimball Electronics
KE
$626M
$6K ﹤0.01%
300
+171
+133% +$3.37K
LRN icon
4509
Stride
LRN
$3.48B
$6K ﹤0.01%
370
+119
+47% +$2.03K
LXU icon
4510
LSB Industries
LXU
$711M
$6K ﹤0.01%
813
– –
OFIX icon
4511
Orthofix Medical
OFIX
$415M
$6K ﹤0.01%
100
-18
-15% -$1.01K
OII icon
4512
Oceaneering
OII
$5.11B
$6K ﹤0.01%
226
-92
-29% -$2.45K
OMER icon
4513
Omeros
OMER
$1.26B
$6K ﹤0.01%
275
+100
+57% +$2.23K
ONCY
4514
Oncolytics Biotech
ONCY
$95.5M
$6K ﹤0.01%
+1,390
New +$6.46K
ONEO icon
4515
State Street SPDR Russell 1000 Momentum Focus ETF
ONEO
$30.2M
$6K ﹤0.01%
80
– –
PARAA
4516
DELISTED
Paramount Global Class A
PARAA
$6K ﹤0.01%
94
– –
PINC
4517
DELISTED
Premier
PINC
$6K ﹤0.01%
124
-1,435
-92% -$57.9K
PNBK icon
4518
Patriot National Bancorp
PNBK
$131M
$6K ﹤0.01%
+260
New +$5.42K
RDN icon
4519
Radian Group
RDN
$4.92B
$6K ﹤0.01%
319
-889
-74% -$17.1K
SCYX icon
4520
SCYNEXIS
SCYX
$50.9M
$6K ﹤0.01%
66
– –
SVRA icon
4521
Savara
SVRA
$1.08B
$6K ﹤0.01%
+500
New +$5.75K
SYBX
4522
DELISTED
Synlogic
SYBX
$6K ﹤0.01%
28
– –
TGB
4523
Trekor Metals
TGB
$3.08B
$6K ﹤0.01%
7,000
+6,552
+1,463% +$5.49K
TREE icon
4524
LendingTree
TREE
$461M
$6K ﹤0.01%
23
-334
-94% -$79.4K
UFPT icon
4525
UFP Technologies
UFPT
$2.48B
$6K ﹤0.01%
150
– –
179 180
181
182 183

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.