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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MG icon
4501
Mistras Group
MG
$591M
$5K ﹤0.01%
200
– –
MOD icon
4502
Modine Manufacturing
MOD
$10.5B
$5K ﹤0.01%
+225
New +$4.83K
MYE icon
4503
Myers Industries
MYE
$1.21B
$5K ﹤0.01%
260
– –
NMI icon
4504
Nuveen Municipal Income
NMI
$130M
$5K ﹤0.01%
390
– –
OCUL icon
4505
Ocular Therapeutix
OCUL
$2.14B
$5K ﹤0.01%
1,100
+1,000
+1,000% +$5.11K
OMFL icon
4506
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.86B
$5K ﹤0.01%
+200
New +$5.12K
PARAA
4507
DELISTED
Paramount Global Class A
PARAA
$5K ﹤0.01%
84
-2
-2% -$116
PAVE icon
4508
Global X US Infrastructure Development ETF
PAVE
$14.4B
$5K ﹤0.01%
300
– –
PCTY icon
4509
Paylocity
PCTY
$7.7B
$5K ﹤0.01%
100
– –
REI icon
4510
Ring Energy
REI
$357M
$5K ﹤0.01%
344
-58
-14% -$779
RGNX icon
4511
Regenxbio
RGNX
$703M
$5K ﹤0.01%
154
-576
-79% -$17.4K
RYZ
4512
Ryerson Holding Corp
RYZ
$1.44B
$5K ﹤0.01%
500
– –
SHOO icon
4513
Steven Madden
SHOO
$3.53B
$5K ﹤0.01%
179
-2,068
-92% -$57.9K
SPPP
4514
Sprott Physical Platinum and Palladium Trust
SPPP
$617M
$5K ﹤0.01%
500
– –
UMC icon
4515
United Microelectronic
UMC
$47.5B
$5K ﹤0.01%
2,168
+1,022
+89% +$2.61K
UUUU icon
4516
Energy Fuels
UUUU
$3.69B
$5K ﹤0.01%
2,625
-2
-0.1% -$3
WLY icon
4517
John Wiley & Sons Class A
WLY
$2.52B
$5K ﹤0.01%
76
+29
+62% +$1.68K
YTRA icon
4518
Yatra Online
YTRA
$54.1M
$5K ﹤0.01%
654
– –
GRDX
4519
GridAI Technologies Corp
GRDX
$22.1M
– –
0
– –
LUMO
4520
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$5K ﹤0.01%
74
– –
WIRE
4521
DELISTED
Encore Wire Corp
WIRE
$5K ﹤0.01%
111
– –
MRTX
4522
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$5K ﹤0.01%
273
– –
CGRN
4523
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$5K ﹤0.01%
640
+31
+5% +$276
AQUA
4524
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
$5K ﹤0.01%
+49,700
New +$1.1M
VYNT
4525
DELISTED
Vyant Bio, Inc. Common Stock
VYNT
$5K ﹤0.01%
+17
New +$6.49K
179 180
181
182 183

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.