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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BPFH
4501
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$4K ﹤0.01%
221
-887
-80% -$13.4K
MCEP
4502
DELISTED
Mid-Con Energy Partners, LP
MCEP
$4K ﹤0.01%
138
-25
-15% -$568
NTRP
4503
DELISTED
Neurotrope, Inc. Common
NTRP
$4K ﹤0.01%
790
– –
VQT
4504
DELISTED
iPath S&P VEQTOR ETN
VQT
$4K ﹤0.01%
28
– –
NLST
4505
DELISTED
Netlist, Inc.
NLST
$4K ﹤0.01%
+5,000
New +$4.48K
CDTI
4506
DELISTED
CDTI Advanced Materials, Inc. Common Stock
CDTI
$4K ﹤0.01%
500
– –
CHFN
4507
DELISTED
Charter Financial Corp
CHFN
$4K ﹤0.01%
233
-60
-20% -$1.04K
KLDX
4508
DELISTED
KLONDEX MINES LTD
KLDX
$4K ﹤0.01%
+1,200
New +$3.99K
HCOM
4509
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
$4K ﹤0.01%
136
-60
-31% -$1.77K
FINL
4510
DELISTED
Finish Line
FINL
$4K ﹤0.01%
330
+26
+9% +$311
ENTL
4511
DELISTED
Entellus Medical, Inc. Common Stock
ENTL
$4K ﹤0.01%
230
– –
EXAC
4512
DELISTED
Exactech Inc
EXAC
$4K ﹤0.01%
113
– –
HSNI
4513
DELISTED
HSN, Inc.
HSNI
$4K ﹤0.01%
123
+32
+35% +$1.21K
OME
4514
DELISTED
Omega Protein
OME
$4K ﹤0.01%
232
+79
+52% +$1.28K
INXX
4515
DELISTED
Columbia India Infrastructure ETF
INXX
$4K ﹤0.01%
300
– –
FRAK
4516
DELISTED
VanEck Vectors Unconventional Oil & Gas ETF
FRAK
$4K ﹤0.01%
27
– –
RSXJ
4517
DELISTED
VanEck Russia Small-Cap ETF
RSXJ
$4K ﹤0.01%
100
– –
KWT
4518
DELISTED
VanEck Vectors Solar Energy ETF
KWT
$4K ﹤0.01%
91
– –
MOBL
4519
DELISTED
MobileIron, Inc.
MOBL
$4K ﹤0.01%
1,000
-12,985
-93% -$58.3K
CELP
4520
DELISTED
Cypress Environmental Partners, L.P.
CELP
$4K ﹤0.01%
500
– –
VVUS
4521
DELISTED
Vivus Inc
VVUS
$4K ﹤0.01%
445
+100
+29% +$1.05K
UGLD
4522
DELISTED
VelocitySharesTM 3x Long Gold ETN linked to the S&P GSCI Gold Index ER
UGLD
$4K ﹤0.01%
33
– –
DTYS
4523
DELISTED
iPath US Treasury 10-year Bear ETN
DTYS
$4K ﹤0.01%
251
-397
-61% -$6.36K
AGF
4524
DELISTED
DB Agriculture Long ETN due April 1, 2038
AGF
$4K ﹤0.01%
392
– –
VLP
4525
DELISTED
Valero Energy Partners LP
VLP
$4K ﹤0.01%
+100
New +$4.39K
179 180
181
182 183

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HAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.