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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXD icon
4501
ProShares UltraShort Dow 30
DXD
$42.6M
$2K ﹤0.01%
+9
New +$2.84K
DXLG icon
4502
Destination XL Group
DXLG
$32.2M
$2K ﹤0.01%
500
– –
EQL icon
4503
ALPS Equal Sector Weight ETF
EQL
$764M
$2K ﹤0.01%
+120
New +$2.37K
EUDV icon
4504
ProShares MSCI Europe Dividend Growers ETF
EUDV
$8.56M
$2K ﹤0.01%
50
– –
FAAR icon
4505
First Trust Alternative Absolute Return Strategy ETF
FAAR
$198M
$2K ﹤0.01%
+74
New +$2.14K
FCBC icon
4506
First Community Bankshares
FCBC
$918M
$2K ﹤0.01%
79
-36
-31% -$963
FENG
4507
Phoenix New Media
FENG
$18.1M
$2K ﹤0.01%
83
– –
FFIC
4508
DELISTED
Flushing Financial
FFIC
$2K ﹤0.01%
67
– –
FJP icon
4509
First Trust Japan AlphaDEX Fund
FJP
$260M
$2K ﹤0.01%
+37
New +$1.8K
FLIC
4510
DELISTED
First of Long Island Corp
FLIC
$2K ﹤0.01%
+69
New +$1.7K
FMF icon
4511
First Trust Managed Futures Strategy Fund
FMF
$258M
$2K ﹤0.01%
+45
New +$2.13K
GLO
4512
Clough Global Opportunities Fund
GLO
$257M
$2K ﹤0.01%
200
– –
GRF
4513
Eagle Capital Growth Fund
GRF
$40.9M
$2K ﹤0.01%
+313
New +$2.45K
GTN icon
4514
Gray Television
GTN
$490M
$2K ﹤0.01%
213
– –
HVT icon
4515
Haverty Furniture Companies
HVT
$443M
$2K ﹤0.01%
+100
New +$2.09K
HZO icon
4516
MarineMax
HZO
$1.16B
$2K ﹤0.01%
120
+31
+35% +$599
INDY icon
4517
iShares S&P India Nifty 50 Index Fund
INDY
$565M
$2K ﹤0.01%
75
-226
-75% -$6.43K
INOD icon
4518
Innodata
INOD
$2.05B
$2K ﹤0.01%
1,000
– –
INSW icon
4519
International Seaways
INSW
$4.41B
$2K ﹤0.01%
+120
New +$1.61K
INVA icon
4520
Innoviva
INVA
$1.5B
$2K ﹤0.01%
161
– –
IOSP icon
4521
Innospec
IOSP
$2.31B
$2K ﹤0.01%
31
– –
JNUG icon
4522
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$540M
$2K ﹤0.01%
2
-2
-50% -$3.55K
JYNT icon
4523
The Joint Corp
JYNT
$121M
$2K ﹤0.01%
900
– –
LIT icon
4524
Global X Lithium & Battery Tech ETF
LIT
$1.59B
$2K ﹤0.01%
100
– –
LQDT icon
4525
Liquidity Services
LQDT
$1.31B
$2K ﹤0.01%
167
– –
179 180
181
182 183

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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.