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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSG
4501
DELISTED
Overseas Shipholding Group Inc.
OSG
$2K ﹤0.01%
207
+153
+283% +$1.75K
NWLI
4502
DELISTED
National Western Life Group, Inc. Class A
NWLI
$2K ﹤0.01%
10
– –
WIRE
4503
DELISTED
Encore Wire Corp
WIRE
$2K ﹤0.01%
68
-584
-90% -$22.3K
VIA
4504
DELISTED
Via Renewables, Inc. Class A Common Stock
VIA
$2K ﹤0.01%
30
– –
CBD
4505
DELISTED
Companhia Brasileira de Distribuicao
CBD
$2K ﹤0.01%
100
– –
MRTX
4506
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$2K ﹤0.01%
273
– –
CTG
4507
DELISTED
Computer Task Group, Inc.
CTG
$2K ﹤0.01%
455
– –
INFI
4508
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$2K ﹤0.01%
1,540
– –
RFP
4509
DELISTED
Resolute Forest Products Inc.
RFP
$2K ﹤0.01%
599
– –
ZVO
4510
DELISTED
Zovio Inc. Common Stock
ZVO
$2K ﹤0.01%
300
– –
AMPE
4511
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$2K ﹤0.01%
8
– –
PCOM
4512
DELISTED
Points.com Inc. Common Shares
PCOM
$2K ﹤0.01%
200
– –
INOV
4513
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
$2K ﹤0.01%
115
+38
+49% +$631
ALSK
4514
DELISTED
Alaska Communications Systems
ALSK
$2K ﹤0.01%
1,000
-659
-40% -$1.12K
MDLY
4515
DELISTED
Medley Management Inc
MDLY
$2K ﹤0.01%
22
– –
CUB
4516
DELISTED
Cubic Corporation
CUB
$2K ﹤0.01%
33
– –
PRGX
4517
DELISTED
PRGX Global, Inc.
PRGX
$2K ﹤0.01%
510
-30
-6% -$147
CEL
4518
DELISTED
Cellcom Israel, Ltd.
CEL
$2K ﹤0.01%
250
– –
VSLR
4519
DELISTED
VIVINT SOLAR, INC.
VSLR
$2K ﹤0.01%
600
– –
SAEX
4520
DELISTED
SAExploration Holdings, Inc.
SAEX
$2K ﹤0.01%
+15
New +$4.67K
MNI
4521
DELISTED
The McClatchy Company Class A Common Stock
MNI
$2K ﹤0.01%
150
– –
GNMX
4522
DELISTED
Aevi Genomic Medicine Inc
GNMX
$2K ﹤0.01%
447
– –
ACHN
4523
DELISTED
Achillion Pharmaceuticals
ACHN
$2K ﹤0.01%
179
– –
ONCE
4524
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
$2K ﹤0.01%
+38
New +$2.19K
TRK
4525
DELISTED
Speedway Motorsports, Inc.
TRK
$2K ﹤0.01%
100
– –
179 180
181
182 183

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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.