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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JOF
4501
Japan Smaller Capitalization Fund
JOF
$352M
$1K ﹤0.01%
136
– –
KFRC icon
4502
Kforce
KFRC
$1.04B
$1K ﹤0.01%
34
– –
KODK icon
4503
Kodak
KODK
$987M
$1K ﹤0.01%
45
– –
LIVE icon
4504
Live Ventures
LIVE
$31.8M
$1K ﹤0.01%
150
– –
LKFN icon
4505
Lakeland Financial Corp
LKFN
$1.54B
$1K ﹤0.01%
47
– –
LOAN
4506
Manhattan Bridge Capital
LOAN
$47.1M
$1K ﹤0.01%
200
-2,000
-91% -$8.5K
LQDT icon
4507
Liquidity Services
LQDT
$1.31B
$1K ﹤0.01%
167
-759
-82% -$5.71K
LSTA icon
4508
Lisata Therapeutics
LSTA
$10.9M
$1K ﹤0.01%
10
– –
MDGL icon
4509
Madrigal Pharmaceuticals
MDGL
$12.4B
$1K ﹤0.01%
53
+43
+430% +$1.18K
MLP icon
4510
Maui Land & Pineapple Co
MLP
$319M
$1K ﹤0.01%
200
– –
MTH icon
4511
Meritage Homes
MTH
$4.81B
$1K ﹤0.01%
40
-26
-39% -$475
MTR
4512
Mesa Royalty Trust
MTR
$5.29M
$1K ﹤0.01%
100
– –
NBHC icon
4513
National Bank Holdings
NBHC
$1.92B
$1K ﹤0.01%
37
– –
NVGS icon
4514
Navigator Holdings
NVGS
$1.23B
$1K ﹤0.01%
81
-419
-84% -$5.71K
OIS icon
4515
Oil States International
OIS
$532M
$1K ﹤0.01%
23
-24
-51% -$714
PAHC icon
4516
Phibro Animal Health
PAHC
$1.38B
$1K ﹤0.01%
42
– –
PGRE
4517
DELISTED
Paramount Group
PGRE
$1K ﹤0.01%
50
+23
+85% +$411
PHI icon
4518
PLDT
PHI
$4.23B
$1K ﹤0.01%
+12
New +$541
RARE icon
4519
Ultragenyx Pharmaceutical
RARE
$2.66B
$1K ﹤0.01%
12
– –
RING icon
4520
iShares MSCI Global Gold Miners ETF
RING
$2.45B
$1K ﹤0.01%
73
-836
-92% -$9.53K
SAFE
4521
Safehold
SAFE
$1.08B
$1K ﹤0.01%
18
-2
-10% -$122
SB icon
4522
Safe Bulkers
SB
$746M
$1K ﹤0.01%
+1,000
New +$2.1K
SBCF icon
4523
Seacoast Banking Corp of Florida
SBCF
$3.42B
$1K ﹤0.01%
40
– –
SCSC icon
4524
Scansource
SCSC
$1.05B
$1K ﹤0.01%
26
– –
SDEM icon
4525
Global X MSCI SuperDividend Emerging Markets ETF
SDEM
$44.1M
$1K ﹤0.01%
23
– –
179 180
181
182 183

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.