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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSRO
4501
DELISTED
TESARO, Inc.
TSRO
$1K ﹤0.01%
25
– –
EOCC
4502
DELISTED
Enel Generacion Chile S.A.
EOCC
$1K ﹤0.01%
59
– –
DWCH
4503
DELISTED
Datawatch Corp
DWCH
$1K ﹤0.01%
100
-1,000
-91% -$5.66K
JONE
4504
DELISTED
Jones Energy, Inc.
JONE
$1K ﹤0.01%
+11
New +$1.28K
SNMX
4505
DELISTED
Senomyx, Inc.
SNMX
$1K ﹤0.01%
260
– –
PHH
4506
DELISTED
PHH Corporation
PHH
$1K ﹤0.01%
117
– –
BTX.WS
4507
DELISTED
BioTime Inc Warrants (Expiring October 1, 2018)
BTX.WS
$1K ﹤0.01%
1,947
– –
MATR
4508
DELISTED
Mattersight Corp.
MATR
$1K ﹤0.01%
88
– –
FMI
4509
DELISTED
Foundation Medicine, Inc.
FMI
$1K ﹤0.01%
35
– –
IMNP
4510
DELISTED
Immune Pharmaceuticals Inc.
IMNP
$1K ﹤0.01%
50
– –
LAYN
4511
DELISTED
Layne Christensen Co
LAYN
$1K ﹤0.01%
100
– –
EWEM
4512
DELISTED
Invesco MSCI Emerging Markets Equal Country Weight ETF
EWEM
$1K ﹤0.01%
50
– –
DBBR
4513
DELISTED
Xtrackers MSCI Brazil Hedged Equity ETF
DBBR
$1K ﹤0.01%
+100
New +$971
LQ
4514
DELISTED
La Quinta Holdings Inc.
LQ
$1K ﹤0.01%
37
-21,671
-100% -$435K
ACFC
4515
DELISTED
Atlantic Coast Financial Corporation
ACFC
$1K ﹤0.01%
+200
New +$1.06K
DYN
4516
DELISTED
Dynegy, Inc.
DYN
$1K ﹤0.01%
28
-5
-15% -$127
OME
4517
DELISTED
Omega Protein
OME
$1K ﹤0.01%
44
– –
CBF
4518
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
$1K ﹤0.01%
41
– –
ATW
4519
DELISTED
Atwood Oceanics
ATW
$1K ﹤0.01%
100
-4,073
-98% -$79.4K
CDI
4520
DELISTED
CDI Corp.
CDI
$1K ﹤0.01%
65
– –
XRA
4521
DELISTED
Exeter Resources Corporation
XRA
$1K ﹤0.01%
2,300
– –
SRSC
4522
DELISTED
SEARS Canada Inc.
SRSC
$1K ﹤0.01%
162
– –
WINT
4523
DELISTED
Windtree Therapeutics Inc
WINT
$1K ﹤0.01%
144
– –
MDSY
4524
DELISTED
ModSys International Ltd. Ordinary Shares
MDSY
$1K ﹤0.01%
460
– –
CYNO
4525
DELISTED
Cynosure, Inc. Class A
CYNO
$1K ﹤0.01%
46
– –
179 180
181
182 183

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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.