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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCIT
4501
DELISTED
NCI, Inc.
NCIT
$0 ﹤0.01%
+11
New +$116
COVS
4502
DELISTED
Covisint Corporation
COVS
$0 ﹤0.01%
+28
New +$80
WPT
4503
DELISTED
World Point Terminals, LP
WPT
– –
-7,500
Closed -$143K
INVT
4504
DELISTED
Inventergy Global, Inc.
INVT
$0 ﹤0.01%
+20
New +$209
LIOX
4505
DELISTED
Lionbridge Technologies
LIOX
$0 ﹤0.01%
+15
New +$75
ELNK
4506
DELISTED
EarthLink Holdings Corp.
ELNK
– –
-14,000
Closed -$48K
FES
4507
DELISTED
Forbes Energy Services Ltd
FES
– –
-54
Closed –
TBRA
4508
DELISTED
Tobira Therapeutics, Inc. Common Stock
TBRA
$0 ﹤0.01%
56
– –
VMEM
4509
DELISTED
VIOLIN MEMORY, INC.
VMEM
– –
-97
Closed -$2K
ROKA
4510
DELISTED
Sorrento Tech, Inc. Common Stock
ROKA
$0 ﹤0.01%
+11
New +$697
COSI
4511
DELISTED
COSI INC NEW COM STK (DE)
COSI
$0 ﹤0.01%
50
– –
CSH
4512
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
– –
-53
Closed -$1K
SGNT
4513
DELISTED
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
$0 ﹤0.01%
+8
New +$235
DWA
4514
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
$0 ﹤0.01%
16
– –
FMD
4515
DELISTED
FIRST MARBLEHEAD CORP COM STK NEW (DE)
FMD
$0 ﹤0.01%
43
-40
-48% -$106
MESG
4516
DELISTED
XURA INC COM (DE)
MESG
$0 ﹤0.01%
5
– –
OIBR
4517
DELISTED
OI S A SPONSORED ADR REPSTG PFD NEW (BRA)
OIBR
$0 ﹤0.01%
+64
New +$3.14K
CRDS
4518
DELISTED
Crossroads Systems, Inc.
CRDS
$0 ﹤0.01%
6
– –
ORIG
4519
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
– –
0
– –
GHI
4520
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$0 ﹤0.01%
+40
New +$373
SFXE
4521
DELISTED
SFX ENTERTAINMENT, INC COM
SFXE
$0 ﹤0.01%
50
– –
MLPL
4522
DELISTED
UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN
MLPL
– –
-150
Closed -$11K
ROYL
4523
DELISTED
ROYALE ENERGY INC
ROYL
– –
-500
Closed -$1K
GDP
4524
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
– –
-16
Closed –
WAVX
4525
DELISTED
WAVE SYS CORP CL A NEW COM STK (DE)
WAVX
$0 ﹤0.01%
1
– –
179 180
181
182 183

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HAM
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.