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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMV icon
4476
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
$194M
$4K ﹤0.01%
80
– –
UGL icon
4477
ProShares Ultra Gold
UGL
$798M
$4K ﹤0.01%
+400
New +$3.98K
VEON icon
4478
VEON
VEON
$3.92B
$4K ﹤0.01%
36
+1
+3% +$102
INEQ
4479
Columbia International Equity Income ETF
INEQ
$104M
$4K ﹤0.01%
120
– –
SUNE
4480
SUNation Energy
SUNE
$11M
– –
0
– –
ENZ
4481
DELISTED
Enzo Biochem, Inc.
ENZ
$4K ﹤0.01%
386
– –
TBNK
4482
DELISTED
Territorial Bancorp Inc.
TBNK
$4K ﹤0.01%
125
-21
-14% -$633
CUTR
4483
DELISTED
Cutera, Inc.
CUTR
$4K ﹤0.01%
100
– –
BEST
4484
DELISTED
BEST Inc. American Depositary Shares, each representing twenty (20) Class A Ordinary Shares
BEST
$4K ﹤0.01%
+15
New +$3.47K
CDMO
4485
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$4K ﹤0.01%
1,123
+109
+11% +$409
CTLT
4486
DELISTED
CATALENT, INC.
CTLT
$4K ﹤0.01%
104
+17
+20% +$630
CONN
4487
DELISTED
Conn's Inc.
CONN
$4K ﹤0.01%
144
-156
-52% -$3.27K
FDEU
4488
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$4K ﹤0.01%
183
-300
-62% -$5.63K
CGRN
4489
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$4K ﹤0.01%
609
+10
+2% +$65
ACGN
4490
DELISTED
Aceragen Inc
ACGN
$4K ﹤0.01%
16
+1
+7% +$261
TA
4491
DELISTED
TravelCenters of America LLC
TA
$4K ﹤0.01%
168
– –
OIG
4492
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
$4K ﹤0.01%
+25
New +$3.58K
DBS
4493
DELISTED
Invesco DB Silver Fund
DBS
$4K ﹤0.01%
140
– –
RJZ
4494
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Metals Total Return
RJZ
$4K ﹤0.01%
450
– –
GCP
4495
DELISTED
GCP Applied Technologies Inc.
GCP
$4K ﹤0.01%
122
– –
HMTV
4496
DELISTED
Hemisphere Media Group, Inc.
HMTV
$4K ﹤0.01%
+310
New +$3.88K
EPAY
4497
DELISTED
Bottomline Technologies Inc
EPAY
$4K ﹤0.01%
118
+49
+71% +$1.43K
HMHC
4498
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$4K ﹤0.01%
366
-681
-65% -$7.66K
ICBK
4499
DELISTED
County Bancorp, Inc. Common Stock
ICBK
$4K ﹤0.01%
+129
New +$3.46K
XLRN
4500
DELISTED
Acceleron Pharma
XLRN
$4K ﹤0.01%
95
– –
178 179
180
181 182

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HAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.