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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.89B
AUM Growth
+$698M
Cap. Flow
+$344M
Cap. Flow %
4.36%
Top 10 Hldgs %
14.51%
Holding
5,211
New
230
Increased
2,255
Reduced
1,593
Closed
199

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$47.7M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33.1M
4
OEF icon
iShares S&P 100 ETF
OEF
+$28.3M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$25.7M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$64.6M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$57.5M
3
TTE icon
TotalEnergies
TTE
+$34.5M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$30.1M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 6.02%
2 Technology 5.82%
3 Industrials 5.1%
4 Consumer Staples 4.85%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWNK
4476
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$3K ﹤0.01%
+180
New +$2.69K
FRGI
4477
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$3K ﹤0.01%
107
-24
-18% -$607
GLCN
4478
DELISTED
VanEck China Growth Leaders ETF
GLCN
$3K ﹤0.01%
68
– –
RFP
4479
DELISTED
Resolute Forest Products Inc.
RFP
$3K ﹤0.01%
458
– –
FEO
4480
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
$3K ﹤0.01%
193
– –
ZVO
4481
DELISTED
Zovio Inc. Common Stock
ZVO
$3K ﹤0.01%
300
– –
CYBE
4482
DELISTED
Cyberoptics Corp
CYBE
$3K ﹤0.01%
100
-235
-70% -$7.54K
EHT
4483
DELISTED
Eaton Vance 2021 Target Term Trust
EHT
$3K ﹤0.01%
300
– –
PRGX
4484
DELISTED
PRGX Global, Inc.
PRGX
$3K ﹤0.01%
510
– –
CEL
4485
DELISTED
Cellcom Israel, Ltd.
CEL
$3K ﹤0.01%
250
– –
GFY
4486
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$3K ﹤0.01%
168
– –
PFNX
4487
DELISTED
Pfenex Inc.
PFNX
$3K ﹤0.01%
600
– –
ZN
4488
DELISTED
Zion Oil & Gas, Inc.
ZN
$3K ﹤0.01%
2,630
– –
SSI
4489
DELISTED
Stage Stores Inc
SSI
$3K ﹤0.01%
1,190
– –
AVP
4490
DELISTED
Avon Products, Inc.
AVP
$3K ﹤0.01%
762
– –
PSDO
4491
DELISTED
Presidio, Inc. Common Stock
PSDO
$3K ﹤0.01%
+178
New +$2.6K
SDT
4492
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$3K ﹤0.01%
2,577
+167
+7% +$253
SFS
4493
DELISTED
Smart & Final Stores, Inc.
SFS
$3K ﹤0.01%
212
-9
-4% -$123
FRSH
4494
DELISTED
Papa Murphy's Holdings, Inc
FRSH
$3K ﹤0.01%
+700
New +$3.02K
ELGX
4495
DELISTED
Endologix Inc
ELGX
$3K ﹤0.01%
40
– –
ESIO
4496
DELISTED
Electro Scientific Industries
ESIO
$3K ﹤0.01%
400
– –
RSYS
4497
DELISTED
Radisys Corp
RSYS
$3K ﹤0.01%
650
– –
ANW
4498
DELISTED
Aegean Marine Petroleum Network
ANW
$3K ﹤0.01%
248
+86
+53% +$936
REIS
4499
DELISTED
Reis, Inc.
REIS
$3K ﹤0.01%
162
-37
-19% -$721
HCOM
4500
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
$3K ﹤0.01%
151
-2
-1% -$49
178 179
180
181 182

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Ladenburg Thalmann Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Ladenburg Thalmann Financial Services held 5,211 positions worth $7.89B, up 9.7% from $7.19B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $344M of net new capital in Q1 2017, opening 230 new positions and adding to 2,255 existing holdings. Its largest new stake was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $64.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2017 buy was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $48.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2017 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $64.6M.
  • Ladenburg Thalmann Financial Services fully exited NorthStar Realty Finance Corp. in Q1 2017, selling an estimated $7.48M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $7.89B portfolio in Q1 2017.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 199 in Q1 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.7% quarter-over-quarter to $7.89B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.