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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENLK
4476
DELISTED
EnLink Midstream Partners, LP
ENLK
– –
-400
Closed -$12K
ARDM
4477
DELISTED
Aradigm Corp Common Stock
ARDM
$0 ﹤0.01%
2
– –
CYHHZ
4478
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$0 ﹤0.01%
+400
New +$12
SIR
4479
DELISTED
SELECT INCOME REIT
SIR
– –
-27
Closed –
ABCD
4480
DELISTED
Cambium Learning Group, Inc.
ABCD
$0 ﹤0.01%
20
– –
RSYS
4481
DELISTED
Radisys Corp
RSYS
$0 ﹤0.01%
+180
New +$427
OCLR
4482
DELISTED
Oclaro Inc.
OCLR
$0 ﹤0.01%
23
+3
+15% +$5
SONC
4483
DELISTED
Sonic Corp
SONC
– –
-100
Closed -$2K
BTX.WS
4484
DELISTED
BioTime Inc Warrants (Expiring October 1, 2018)
BTX.WS
$0 ﹤0.01%
+757
New +$821
KODK.WS
4485
DELISTED
Eastman Kodak Company
KODK.WS
$0 ﹤0.01%
4
– –
SIGM
4486
DELISTED
Sigma Designs Inc
SIGM
– –
-1,600
Closed -$7K
JNP
4487
DELISTED
Juniper Pharmaceuticals, Inc. Common Stock
JNP
– –
-80
Closed –
NSM
4488
DELISTED
Nationstar Mortgage Holdings
NSM
– –
-153
Closed -$5K
FCRE
4489
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
$0 ﹤0.01%
1
-13
-93% -$195
BGC
4490
DELISTED
General Cable Corporation
BGC
$0 ﹤0.01%
15
-404
-96% -$5.65K
APLP
4491
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
– –
-3,350
Closed -$98K
AYT
4492
DELISTED
iPath GEMS Asia 8 ETN
AYT
– –
-265
Closed -$12K
ACTA
4493
DELISTED
Actua Corp
ACTA
$0 ﹤0.01%
26
– –
PLPM
4494
DELISTED
Planet Payment, Inc
PLPM
– –
-1,000
Closed -$2K
OME
4495
DELISTED
Omega Protein
OME
$0 ﹤0.01%
44
+6
+16% +$71
GIGA
4496
DELISTED
Giga-Tronics Inc
GIGA
$0 ﹤0.01%
150
– –
SCLN
4497
DELISTED
Sciclone Pharmaceuticals Inc
SCLN
$0 ﹤0.01%
+21
New +$170
PKY
4498
DELISTED
Parkway, Inc.
PKY
– –
-115
Closed -$2K
BSTG
4499
DELISTED
Biostage, Inc. Common Stock
BSTG
$0 ﹤0.01%
75
-529
-88% -$2.62K
DGAS
4500
DELISTED
Delta Natural Gas Co Inc
DGAS
– –
-100
Closed -$2K
178 179
180
181 182

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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.