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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLY
426
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$2.5M 0.04%
44,850
+13,302
+42% +$730K
NVDA icon
427
NVIDIA
NVDA
$5.27T
$2.49M 0.04%
1,452,240
+897,560
+162% +$1.33M
DBC icon
428
Invesco DB Commodity Index Tracking Fund
DBC
$1.72B
$2.47M 0.04%
164,693
+34,791
+27% +$510K
NVX
429
DELISTED
Nuveen Calif Div Muni
NVX
$2.46M 0.04%
149,838
+5,055
+3% +$83.2K
DBA icon
430
Invesco DB Agriculture Fund
DBA
$1.24B
$2.46M 0.04%
122,914
+106,029
+628% +$2.2M
SDS icon
431
ProShares UltraShort S&P500
SDS
$369M
$2.44M 0.04%
1,491
+826
+124% +$1.38M
JCE icon
432
Nuveen Core Equity Alpha Fund
JCE
$289M
$2.44M 0.04%
177,376
+10,423
+6% +$149K
WTRG icon
433
Essential Utilities
WTRG
$11.3B
$2.43M 0.04%
80,003
-23,104
-22% -$749K
RSO
434
DELISTED
Resource Capital Corp.
RSO
$2.42M 0.04%
187,762
-14,740
-7% -$192K
DSI icon
435
iShares MSCI KLD 400 Social ETF
DSI
$5.53B
$2.42M 0.04%
60,042
+11,870
+25% +$476K
IWC icon
436
iShares Micro-Cap ETF
IWC
$1.49B
$2.41M 0.04%
30,880
+15,875
+106% +$1.19M
TMO icon
437
Thermo Fisher Scientific
TMO
$222B
$2.41M 0.04%
15,147
+362
+2% +$55.8K
FISV
438
Fiserv Inc
FISV
$27.8B
$2.39M 0.04%
47,964
+3,940
+9% +$207K
GPT
439
DELISTED
Gramercy Property Trust
GPT
$2.38M 0.04%
82,540
-2,664
-3% -$77.1K
CDC icon
440
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$741M
$2.38M 0.04%
60,348
+3,890
+7% +$154K
IXJ icon
441
iShares Global Healthcare ETF
IXJ
$4.24B
$2.38M 0.04%
47,192
-9,858
-17% -$507K
XHR
442
Xenia Hotels & Resorts
XHR
$1.74B
$2.38M 0.04%
155,716
+19,942
+15% +$338K
RDS.B
443
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$2.36M 0.04%
44,544
-6,607
-13% -$354K
BUD icon
444
AB InBev
BUD
$164B
$2.36M 0.04%
17,984
+1,643
+10% +$208K
TRP icon
445
TC Energy
TRP
$66B
$2.35M 0.04%
49,512
+4,585
+10% +$214K
MET icon
446
MetLife
MET
$61.7B
$2.35M 0.04%
59,354
+1,142
+2% +$42.9K
DBL
447
DoubleLine Opportunistic Credit Fund
DBL
$281M
$2.33M 0.04%
90,914
+8,357
+10% +$224K
URI icon
448
United Rentals
URI
$70.8B
$2.33M 0.03%
29,711
+2,266
+8% +$174K
TUZ
449
DELISTED
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
$2.29M 0.03%
44,791
+21,854
+95% +$1.12M
EES icon
450
WisdomTree US SmallCap Earnings Fund
EES
$727M
$2.28M 0.03%
80,520
+4,935
+7% +$137K
16 17
18
19 20

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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.