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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RFG icon
426
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$357M
$1.95M 0.04%
78,310
+3,870
+5% +$98.6K
CRM icon
427
Salesforce
CRM
$162B
$1.95M 0.04%
24,896
+6,276
+34% +$490K
APU
428
DELISTED
AmeriGas Partners, L.P.
APU
$1.95M 0.04%
56,808
+21,476
+61% +$848K
MDIV icon
429
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$1.94M 0.04%
105,920
+4,666
+5% +$87.2K
IYF icon
430
iShares US Financials ETF
IYF
$4.4B
$1.93M 0.04%
43,728
-18,772
-30% -$836K
PCG icon
431
PG&E
PCG
$37.5B
$1.93M 0.04%
36,268
+4,308
+13% +$229K
CAH icon
432
Cardinal Health
CAH
$55.5B
$1.92M 0.04%
21,569
+12,627
+141% +$1.07M
LECO icon
433
Lincoln Electric
LECO
$15.1B
$1.92M 0.04%
36,951
+49
+0.1% +$2.73K
ES icon
434
Eversource Energy
ES
$26.8B
$1.91M 0.04%
37,382
+4,718
+14% +$240K
YUM icon
435
Yum! Brands
YUM
$39.7B
$1.91M 0.04%
36,300
-1,837
-5% -$96K
KKR icon
436
KKR & Co
KKR
$93.2B
$1.9M 0.04%
122,051
+6,165
+5% +$105K
L icon
437
Loews
L
$23.3B
$1.9M 0.04%
49,483
-1,020
-2% -$38K
SPSB icon
438
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$1.9M 0.04%
62,338
-9,000
-13% -$275K
AOS icon
439
A.O. Smith
AOS
$8.48B
$1.88M 0.03%
49,208
+4,204
+9% +$159K
GHY
440
PGIM Global High Yield Fund
GHY
$479M
$1.88M 0.03%
132,486
-5,951
-4% -$84.1K
HE icon
441
Hawaiian Electric Industries
HE
$2.02B
$1.87M 0.03%
64,545
+1,661
+3% +$47.9K
VSS icon
442
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$1.87M 0.03%
20,110
+6,936
+53% +$655K
EVF
443
Eaton Vance Senior Income Trust
EVF
$91.6M
$1.86M 0.03%
322,077
-71,473
-18% -$423K
AFL icon
444
Aflac
AFL
$61.2B
$1.85M 0.03%
61,986
+10,710
+21% +$333K
PYPL icon
445
PayPal
PYPL
$50.5B
$1.85M 0.03%
51,386
+6,660
+15% +$235K
AET
446
DELISTED
Aetna Inc
AET
$1.85M 0.03%
17,112
+1,135
+7% +$123K
ETR icon
447
Entergy
ETR
$49.3B
$1.85M 0.03%
54,066
+1,596
+3% +$53.6K
GVI icon
448
iShares Intermediate Government/Credit Bond ETF
GVI
$3.79B
$1.85M 0.03%
16,864
-19,037
-53% -$2.1M
DES icon
449
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$1.84M 0.03%
85,185
+2,079
+3% +$46K
PDBC icon
450
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.63B
$1.84M 0.03%
+117,774
New +$1.98M
16 17
18
19 20

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.