We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVT icon
426
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.17B
$1.74M 0.04%
94,533
+366
+0.4% +$7.18K
AET
427
DELISTED
Aetna Inc
AET
$1.74M 0.04%
15,977
-639
-4% -$73.8K
GCC icon
428
WisdomTree Enhanced Commodity Strategy Fund
GCC
$281M
$1.74M 0.04%
89,171
+32,987
+59% +$664K
PPG icon
429
PPG Industries
PPG
$25.7B
$1.73M 0.04%
19,971
-4,465
-18% -$454K
SCHX icon
430
Schwab US Large- Cap ETF
SCHX
$74.6B
$1.73M 0.04%
226,374
+74,712
+49% +$604K
BLV icon
431
Vanguard Long-Term Bond ETF
BLV
$5.69B
$1.72M 0.04%
19,290
+7,782
+68% +$692K
BEP icon
432
Brookfield Renewable
BEP
$9.8B
$1.72M 0.04%
117,585
+2,077
+2% +$31K
TMO icon
433
Thermo Fisher Scientific
TMO
$222B
$1.71M 0.04%
13,996
+215
+2% +$28K
EEFT icon
434
Euronet Worldwide
EEFT
$2.65B
$1.71M 0.04%
23,084
+1,151
+5% +$77K
ETR icon
435
Entergy
ETR
$49.3B
$1.71M 0.04%
52,470
+314
+0.6% +$10.7K
RWO icon
436
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.29B
$1.7M 0.04%
37,714
+3,070
+9% +$142K
DTD icon
437
WisdomTree US Total Dividend Fund
DTD
$1.69B
$1.7M 0.04%
50,148
-1,310
-3% -$46.7K
MKC icon
438
McCormick & Company Non-Voting
MKC
$14.3B
$1.7M 0.04%
41,566
+486
+1% +$19.7K
PDM
439
Piedmont Realty Trust
PDM
$1.16B
$1.7M 0.04%
95,173
-29,824
-24% -$533K
IDV icon
440
iShares International Select Dividend ETF
IDV
$8.53B
$1.69M 0.03%
60,159
-57,411
-49% -$1.75M
PCG icon
441
PG&E
PCG
$37.5B
$1.69M 0.03%
31,960
+358
+1% +$18.3K
MPC icon
442
Marathon Petroleum
MPC
$90B
$1.68M 0.03%
36,694
-3,005
-8% -$155K
PSEC icon
443
Prospect Capital
PSEC
$1.15B
$1.68M 0.03%
235,279
-65,629
-22% -$489K
VTR icon
444
Ventas
VTR
$47.2B
$1.68M 0.03%
29,912
+13,821
+86% +$907K
MHK icon
445
Mohawk Industries
MHK
$9.19B
$1.66M 0.03%
9,105
+1,838
+25% +$364K
ES icon
446
Eversource Energy
ES
$26.8B
$1.65M 0.03%
32,664
-1,685
-5% -$81.2K
TEVA icon
447
Teva Pharmaceuticals
TEVA
$42.1B
$1.65M 0.03%
29,087
-8,415
-22% -$546K
IYG icon
448
iShares US Financial Services ETF
IYG
$2.21B
$1.65M 0.03%
57,780
+53,250
+1,175% +$1.63M
CVY icon
449
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$1.64M 0.03%
88,715
-12,680
-13% -$256K
IFV icon
450
First Trust Dorsey Wright International Focus 5 ETF
IFV
$234M
$1.64M 0.03%
95,713
+16,969
+22% +$313K
16 17
18
19 20

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.