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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIG icon
4451
Signet Jewelers
SIG
$3.6B
$7K ﹤0.01%
113
-2,142
-95% -$132K
SILJ icon
4452
Amplify Junior Silver Miners ETF
SILJ
$3.89B
$7K ﹤0.01%
+800
New +$7.65K
SLM icon
4453
SLM Corp
SLM
$5.22B
$7K ﹤0.01%
668
-907
-58% -$10.5K
TLF icon
4454
Tandy Leather Factory
TLF
$20.6M
$7K ﹤0.01%
1,000
– –
TRNO icon
4455
Terreno Realty
TRNO
$7.5B
$7K ﹤0.01%
185
-48
-21% -$1.8K
TX icon
4456
Ternium
TX
$10.7B
$7K ﹤0.01%
219
-5
-2% -$158
UEC icon
4457
Uranium Energy
UEC
$5.54B
$7K ﹤0.01%
4,400
+1,000
+29% +$1.66K
UGL icon
4458
ProShares Ultra Gold
UGL
$792M
$7K ﹤0.01%
+800
New +$6.82K
WING icon
4459
Wingstop
WING
$3.1B
$7K ﹤0.01%
104
-273
-72% -$16.4K
WRLD icon
4460
World Acceptance Corp
WRLD
$875M
$7K ﹤0.01%
63
– –
LGTY
4461
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
$7K ﹤0.01%
600
– –
PRFT
4462
DELISTED
Perficient Inc
PRFT
$7K ﹤0.01%
256
-211
-45% -$5.84K
BFX
4463
DELISTED
BowFlex Inc.
BFX
$7K ﹤0.01%
512
-155
-23% -$2.23K
VRTV
4464
DELISTED
VERITIV CORPORATION
VRTV
$7K ﹤0.01%
200
-281
-58% -$12.1K
UNVR
4465
DELISTED
Univar Solutions Inc.
UNVR
$7K ﹤0.01%
+237
New +$6.59K
PSMG
4466
DELISTED
Invesco Growth Multi-Asset Allocation ETF
PSMG
$7K ﹤0.01%
465
– –
VYNT
4467
DELISTED
Vyant Bio, Inc. Common Stock
VYNT
$7K ﹤0.01%
50
+20
+67% +$2.96K
DDF
4468
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$7K ﹤0.01%
500
-3,215
-87% -$40.4K
FSTX
4469
DELISTED
F-star Therapeutics, Inc. Common Stock
FSTX
$7K ﹤0.01%
150
+25
+20% +$1.25K
HZN
4470
DELISTED
Horizon Global Corporation
HZN
$7K ﹤0.01%
1,000
+121
+14% +$860
SAIL
4471
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$7K ﹤0.01%
201
– –
SAFM
4472
DELISTED
Sanderson Farms Inc
SAFM
$7K ﹤0.01%
67
– –
ICBK
4473
DELISTED
County Bancorp, Inc. Common Stock
ICBK
$7K ﹤0.01%
270
– –
DSPG
4474
DELISTED
DSP Group Inc
DSPG
$7K ﹤0.01%
600
– –
IEC
4475
DELISTED
IEC Electronics Corp.
IEC
$7K ﹤0.01%
1,282
– –
177 178
179
180 181

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.