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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLO
4451
Clough Global Opportunities Fund
GLO
$257M
$2K ﹤0.01%
200
– –
GOGO icon
4452
Gogo Inc
GOGO
$392M
$2K ﹤0.01%
202
-450
-69% -$4.78K
GTN icon
4453
Gray Television
GTN
$490M
$2K ﹤0.01%
213
-373
-64% -$4.06K
HOFT icon
4454
Hooker Furnishings Corp
HOFT
$163M
$2K ﹤0.01%
100
– –
HZO icon
4455
MarineMax
HZO
$1.16B
$2K ﹤0.01%
89
+36
+68% +$707
INOD icon
4456
Innodata
INOD
$2.05B
$2K ﹤0.01%
1,000
– –
INVA icon
4457
Innoviva
INVA
$1.5B
$2K ﹤0.01%
161
– –
IOSP icon
4458
Innospec
IOSP
$2.31B
$2K ﹤0.01%
31
+18
+138% +$1K
IPI icon
4459
Intrepid Potash
IPI
$496M
$2K ﹤0.01%
140
– –
ITGR icon
4460
Integer Holdings
ITGR
$4.25B
$2K ﹤0.01%
105
-198
-65% -$5.07K
JYNT icon
4461
The Joint Corp
JYNT
$121M
$2K ﹤0.01%
900
– –
LIT icon
4462
Global X Lithium & Battery Tech ETF
LIT
$1.59B
$2K ﹤0.01%
100
-3,499
-97% -$86.8K
LQDT icon
4463
Liquidity Services
LQDT
$1.31B
$2K ﹤0.01%
167
– –
LSAK icon
4464
Lesaka Technologies
LSAK
$414M
$2K ﹤0.01%
263
+8
+3% +$79
LXFR icon
4465
Luxfer Holdings
LXFR
$457M
$2K ﹤0.01%
131
– –
MBWM icon
4466
Mercantile Bank Corp
MBWM
$1.05B
$2K ﹤0.01%
62
-3
-5% -$78
MVO
4467
DELISTED
MV Oil Trust
MVO
$2K ﹤0.01%
362
+262
+262% +$1.55K
NBHC icon
4468
National Bank Holdings
NBHC
$1.92B
$2K ﹤0.01%
98
– –
NMR icon
4469
Nomura Holdings
NMR
$28.6B
$2K ﹤0.01%
409
-4,255
-91% -$18.4K
NMT icon
4470
Nuveen Massachusetts Quality Municipal Income Fund
NMT
$130M
$2K ﹤0.01%
100
– –
NRP icon
4471
Natural Resource Partners
NRP
$1.37B
$2K ﹤0.01%
72
-306
-81% -$6.85K
OR icon
4472
OR Royalties Inc
OR
$6.31B
$2K ﹤0.01%
+143
New +$1.78K
PAHC icon
4473
Phibro Animal Health
PAHC
$1.38B
$2K ﹤0.01%
62
+20
+48% +$452
PSHG icon
4474
Performance Shipping
PSHG
$21.9M
– –
0
– –
SCOR icon
4475
Comscore
SCOR
$108M
$2K ﹤0.01%
4
-30
-88% -$17K
177 178
179
180 181

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HAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.