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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSBK icon
4451
Timberland Bancorp
TSBK
$355M
$1K ﹤0.01%
100
– –
TUR icon
4452
iShares MSCI Turkey ETF
TUR
$215M
$1K ﹤0.01%
32
-26
-45% -$1.04K
UMC icon
4453
United Microelectronic
UMC
$47.5B
$1K ﹤0.01%
872
-2,369
-73% -$4.23K
UPBD icon
4454
Upbound Group
UPBD
$1.11B
$1K ﹤0.01%
55
-22
-29% -$591
UXI icon
4455
ProShares Ultra Industrials
UXI
$32.9M
$1K ﹤0.01%
108
– –
VPG icon
4456
Vishay Precision Group
VPG
$894M
$1K ﹤0.01%
48
– –
VUZI icon
4457
Vuzix
VUZI
$220M
$1K ﹤0.01%
160
– –
ZWS icon
4458
Zurn Elkay Water Solutions
ZWS
$8.6B
$1K ﹤0.01%
174
– –
GRCE
4459
Grace Therapeutics
GRCE
$44.6M
$1K ﹤0.01%
8
– –
VIRX
4460
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$1K ﹤0.01%
3
+2
+200% +$722
SEEL
4461
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
– –
0
– –
ASXC
4462
DELISTED
Asensus Surgical, Inc.
ASXC
$1K ﹤0.01%
33
– –
BIOL
4463
DELISTED
Biolase, Inc.
BIOL
– –
0
– –
TAST
4464
DELISTED
Carrols Restaurant Group, Inc.
TAST
$1K ﹤0.01%
59
– –
VIA
4465
DELISTED
Via Renewables, Inc. Class A Common Stock
VIA
$1K ﹤0.01%
30
+5
+20% +$201
CBD
4466
DELISTED
Companhia Brasileira de Distribuicao
CBD
$1K ﹤0.01%
100
-250
-71% -$4.67K
AAU
4467
DELISTED
Almaden Minerals Ltd
AAU
$1K ﹤0.01%
900
– –
MTBL
4468
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$1K ﹤0.01%
+133
New +$666
CPE
4469
DELISTED
Callon Petroleum Company
CPE
$1K ﹤0.01%
10
– –
SFE
4470
DELISTED
Safeguard Scientifics, Inc.
SFE
$1K ﹤0.01%
66
– –
RPT
4471
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$1K ﹤0.01%
53
– –
ZYNE
4472
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
$1K ﹤0.01%
+100
New +$2.46K
TESS
4473
DELISTED
Tessco Technologies Inc
TESS
$1K ﹤0.01%
45
– –
AMBC.WS
4474
DELISTED
Ambac Financial Group
AMBC.WS
$1K ﹤0.01%
125
– –
HZN
4475
DELISTED
Horizon Global Corporation
HZN
$1K ﹤0.01%
+156
New +$1.74K
177 178
179
180 181

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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.