We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIA icon
4426
Citizens
CIA
$198M
$7K ﹤0.01%
874
– –
CLDX icon
4427
Celldex Therapeutics
CLDX
$3.35B
$7K ﹤0.01%
1,093
+1,066
+3,948% +$7.46K
CMT icon
4428
Core Molding Technologies
CMT
$228M
$7K ﹤0.01%
+1,000
New +$10.8K
CNA icon
4429
CNA Financial
CNA
$13.8B
$7K ﹤0.01%
145
-325
-69% -$15K
COLL icon
4430
Collegium Pharmaceutical
COLL
$913M
$7K ﹤0.01%
+475
New +$8.42K
HERZ
4431
Herzfeld Credit Income Fund
HERZ
$33.2M
$7K ﹤0.01%
156
– –
CVLT icon
4432
Commault Systems
CVLT
$6.26B
$7K ﹤0.01%
+101
New +$6.84K
ESGV icon
4433
Vanguard ESG US Stock ETF
ESGV
$13.7B
$7K ﹤0.01%
+130
New +$6.53K
EVC icon
4434
Entravision Communication
EVC
$820M
$7K ﹤0.01%
1,292
+188
+17% +$939
FISI icon
4435
Financial Institutions
FISI
$825M
$7K ﹤0.01%
242
+9
+4% +$291
HEEM icon
4436
iShares Currency Hedged MSCI Emerging Markets
HEEM
$293M
$7K ﹤0.01%
276
– –
JBSS icon
4437
John B. Sanfilippo & Son
JBSS
$1.01B
$7K ﹤0.01%
93
– –
MAG
4438
DELISTED
MAG Silver
MAG
$7K ﹤0.01%
906
– –
MEDP icon
4439
Medpace
MEDP
$16.2B
$7K ﹤0.01%
122
+12
+11% +$656
MFLX icon
4440
First Trust Exchange-Traded Fund VIII First Trust Flexible Municipal High Income ETF
MFLX
$21.3M
$7K ﹤0.01%
400
– –
MOG.A icon
4441
Moog Inc Class A
MOG.A
$13.5B
$7K ﹤0.01%
+82
New +$6.47K
NUSA icon
4442
Nuveen ESG 1-5 Year US Aggregate Bond ETF
NUSA
$34.6M
$7K ﹤0.01%
+308
New +$7.49K
PBPB
4443
DELISTED
Potbelly
PBPB
$7K ﹤0.01%
600
– –
PKE icon
4444
Park Aerospace
PKE
$811M
$7K ﹤0.01%
353
+346
+4,943% +$7.52K
PLPC icon
4445
Preformed Line Products
PLPC
$2.19B
$7K ﹤0.01%
96
– –
RDY icon
4446
Dr. Reddy's Laboratories
RDY
$10.3B
$7K ﹤0.01%
1,000
– –
RNST icon
4447
Renasant Corp
RNST
$4B
$7K ﹤0.01%
160
+2
+1% +$91
RRX icon
4448
Regal Rexnord
RRX
$11.4B
$7K ﹤0.01%
84
-471
-85% -$39.1K
SBSW icon
4449
Sibanye-Stillwater
SBSW
$7.42B
$7K ﹤0.01%
2,680
-898
-25% -$2.16K
SGC icon
4450
Superior Group of Companies
SGC
$210M
$7K ﹤0.01%
360
-34
-9% -$665
176 177
178
179 180

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.