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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VDTH
4426
DELISTED
Videocon d2h Limited
VDTH
$5K ﹤0.01%
571
+199
+53% +$1.83K
DXPS
4427
DELISTED
WisdomTree United Kingdom Hedged Equity Fund
DXPS
$5K ﹤0.01%
+200
New +$4.83K
REV
4428
DELISTED
Revlon, Inc.
REV
$5K ﹤0.01%
200
-300
-60% -$5.8K
TAT
4429
DELISTED
TransAtlantic Petroleum LTD.
TAT
$5K ﹤0.01%
6,229
– –
AUO
4430
DELISTED
AU Optronics Corp
AUO
$5K ﹤0.01%
1,040
+183
+21% +$739
REN
4431
DELISTED
Resolute Energy Corporaton
REN
$5K ﹤0.01%
+156
New +$4.63K
AMPH icon
4432
Amphastar Pharmaceuticals
AMPH
$894M
$4K ﹤0.01%
200
– –
BNBX
4433
DELISTED
BNB PLUS CORP
BNBX
– –
0
– –
ASND icon
4434
Ascendis Pharma A/S
ASND
$16.5B
$4K ﹤0.01%
+100
New +$2.87K
AUDC icon
4435
AudioCodes
AUDC
$257M
$4K ﹤0.01%
+500
New +$3.36K
AUPH icon
4436
Aurinia Pharmaceuticals
AUPH
$2.07B
$4K ﹤0.01%
700
-1,500
-68% -$9.46K
BANF icon
4437
BancFirst
BANF
$3.77B
$4K ﹤0.01%
62
+24
+63% +$1.23K
CCOI icon
4438
Cogent Communications
CCOI
$530M
$4K ﹤0.01%
81
– –
CCO icon
4439
Clear Channel Outdoor Holdings
CCO
$1.23B
$4K ﹤0.01%
+818
New +$3.58K
CHT icon
4440
Chunghwa Telecom
CHT
$32.9B
$4K ﹤0.01%
131
-26
-17% -$896
CLAR icon
4441
Clarus
CLAR
$147M
$4K ﹤0.01%
502
– –
CLIR icon
4442
ClearSign Technologies
CLIR
$26.9M
$4K ﹤0.01%
100
– –
CLS icon
4443
Celestica
CLS
$36.6B
$4K ﹤0.01%
342
– –
CMCO icon
4444
Columbus McKinnon
CMCO
$555M
$4K ﹤0.01%
104
-149
-59% -$4.55K
CMCT
4445
Creative Media & Community Trust
CMCT
$13.3M
– –
0
– –
CSV icon
4446
Carriage Services
CSV
$547M
$4K ﹤0.01%
173
– –
EDF
4447
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$170M
$4K ﹤0.01%
+238
New +$3.95K
ESNT icon
4448
Essent Group
ESNT
$6.24B
$4K ﹤0.01%
102
– –
EVC icon
4449
Entravision Communication
EVC
$1.07B
$4K ﹤0.01%
601
+500
+495% +$3.02K
FBIO icon
4450
Fortress Biotech
FBIO
$90M
$4K ﹤0.01%
+67
New +$4.52K
176 177
178
179 180

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HAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.