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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.89B
AUM Growth
+$698M
Cap. Flow
+$344M
Cap. Flow %
4.36%
Top 10 Hldgs %
14.51%
Holding
5,211
New
230
Increased
2,255
Reduced
1,593
Closed
199

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$47.7M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33.1M
4
OEF icon
iShares S&P 100 ETF
OEF
+$28.3M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$25.7M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$64.6M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$57.5M
3
TTE icon
TotalEnergies
TTE
+$34.5M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$30.1M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 6.02%
2 Technology 5.82%
3 Industrials 5.1%
4 Consumer Staples 4.85%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRAK
4426
DELISTED
VanEck Vectors Unconventional Oil & Gas ETF
FRAK
$4K ﹤0.01%
27
– –
RSXJ
4427
DELISTED
VanEck Russia Small-Cap ETF
RSXJ
$4K ﹤0.01%
100
-2,339
-96% -$93.9K
VVUS
4428
DELISTED
Vivus Inc
VVUS
$4K ﹤0.01%
394
-50
-11% -$566
AGF
4429
DELISTED
DB Agriculture Long ETN due April 1, 2038
AGF
$4K ﹤0.01%
392
– –
PGLC
4430
DELISTED
Pershing Gold Corporation. Common Stock
PGLC
$4K ﹤0.01%
1,244
+750
+152% +$2.35K
ESNC
4431
DELISTED
EnSync Inc
ESNC
$4K ﹤0.01%
6,000
– –
CSBK
4432
DELISTED
Clifton Bancorp Inc.
CSBK
$4K ﹤0.01%
220
-18
-8% -$290
EWRS
4433
DELISTED
GUGGENHEIM RUSSELL 2000 EQUAL WEIGHT ETF
EWRS
$4K ﹤0.01%
75
– –
HK
4434
DELISTED
Halcon Resources Corporation
HK
$4K ﹤0.01%
611
– –
AMPH icon
4435
Amphastar Pharmaceuticals
AMPH
$896M
$3K ﹤0.01%
200
-32
-14% -$503
ATLO icon
4436
AMES National
ATLO
$275M
$3K ﹤0.01%
100
-118
-54% -$3.76K
BCRX icon
4437
BioCryst Pharmaceuticals
BCRX
$2.51B
$3K ﹤0.01%
389
– –
CCOI icon
4438
Cogent Communications
CCOI
$528M
$3K ﹤0.01%
70
+15
+27% +$625
CECO icon
4439
Ceco Environmental
CECO
$4.11B
$3K ﹤0.01%
269
-9,795
-97% -$118K
CENTA icon
4440
Central Garden & Pet Co Class A
CENTA
$2.39B
$3K ﹤0.01%
+91
New +$2.36K
CLAR icon
4441
Clarus
CLAR
$145M
$3K ﹤0.01%
502
– –
DGICA icon
4442
Donegal Group Class A
DGICA
$693M
$3K ﹤0.01%
175
+1
+0.6% +$17
DIVI icon
4443
Franklin International Core Dividend Tilt Index ETF
DIVI
$2.76B
$3K ﹤0.01%
129
– –
DSGX icon
4444
Descartes Systems
DSGX
$6.86B
$3K ﹤0.01%
119
-1
-0.8% -$22
EQL icon
4445
ALPS Equal Sector Weight ETF
EQL
$765M
$3K ﹤0.01%
120
– –
ESSA
4446
DELISTED
ESSA Bancorp
ESSA
$3K ﹤0.01%
187
-10
-5% -$156
GILT icon
4447
Gilat Satellite Networks
GILT
$832M
$3K ﹤0.01%
500
– –
GLTR icon
4448
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.71B
$3K ﹤0.01%
50
– –
HLX icon
4449
Helix Energy Solutions
HLX
$1.47B
$3K ﹤0.01%
400
– –
JNUG icon
4450
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$541M
$3K ﹤0.01%
2
– –
176 177
178
179 180

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Ladenburg Thalmann Financial Services held 5,211 positions worth $7.89B, up 9.7% from $7.19B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $344M of net new capital in Q1 2017, opening 230 new positions and adding to 2,255 existing holdings. Its largest new stake was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $64.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2017 buy was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $48.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2017 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $64.6M.
  • Ladenburg Thalmann Financial Services fully exited NorthStar Realty Finance Corp. in Q1 2017, selling an estimated $7.48M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $7.89B portfolio in Q1 2017.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 199 in Q1 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.7% quarter-over-quarter to $7.89B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.