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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRMK icon
4426
Trustmark
TRMK
$2.78B
$3K ﹤0.01%
103
– –
UG icon
4427
United-Guardian
UG
$32.8M
$3K ﹤0.01%
200
– –
VCEL icon
4428
Vericel Corp
VCEL
$2.27B
$3K ﹤0.01%
1,018
– –
VEON icon
4429
VEON
VEON
$3.92B
$3K ﹤0.01%
31
-20
-39% -$1.73K
WTBA icon
4430
West Bancorporation
WTBA
$496M
$3K ﹤0.01%
111
– –
XWEL icon
4431
XWELL
XWEL
$8.36M
$3K ﹤0.01%
1
– –
LFWD icon
4432
ReWalk Robotics
LFWD
$21.3M
– –
0
– –
TBRG
4433
DELISTED
TruBridge
TBRG
$3K ﹤0.01%
142
– –
WTPI
4434
WisdomTree Equity Premium Income Fund
WTPI
$504M
$3K ﹤0.01%
114
-328
-74% -$8.99K
HOLI
4435
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$3K ﹤0.01%
178
+150
+536% +$2.97K
NWLI
4436
DELISTED
National Western Life Group, Inc. Class A
NWLI
$3K ﹤0.01%
10
– –
WIRE
4437
DELISTED
Encore Wire Corp
WIRE
$3K ﹤0.01%
74
+6
+9% +$239
GENE
4438
DELISTED
Genetic Technologies Ltd.
GENE
$3K ﹤0.01%
138
– –
HEWU
4439
DELISTED
iShares Currency Hedged MSCI United Kingdom ETF
HEWU
$3K ﹤0.01%
102
-654
-87% -$16K
GLCN
4440
DELISTED
VanEck China Growth Leaders ETF
GLCN
$3K ﹤0.01%
68
+1
+1% +$39
ACGN
4441
DELISTED
Aceragen Inc
ACGN
$3K ﹤0.01%
15
– –
VRAY
4442
DELISTED
ViewRay, Inc.
VRAY
$3K ﹤0.01%
+1,000
New +$3.38K
TA
4443
DELISTED
TravelCenters of America LLC
TA
$3K ﹤0.01%
88
– –
DBS
4444
DELISTED
Invesco DB Silver Fund
DBS
$3K ﹤0.01%
140
-472
-77% -$12.7K
FEO
4445
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
$3K ﹤0.01%
193
– –
ZVO
4446
DELISTED
Zovio Inc. Common Stock
ZVO
$3K ﹤0.01%
300
– –
RJZ
4447
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Metals Total Return
RJZ
$3K ﹤0.01%
450
– –
ACH
4448
DELISTED
Alum Corp of China Ltd
ACH
$3K ﹤0.01%
341
+21
+7% +$215
NPTN
4449
DELISTED
NEOPHOTONICS CORP
NPTN
$3K ﹤0.01%
259
-500
-66% -$6.67K
HNP
4450
DELISTED
Huaneng Power Intl, Inc.
HNP
$3K ﹤0.01%
100
-585
-85% -$14.5K
176 177
178
179 180

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.