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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCRX icon
4426
BioCryst Pharmaceuticals
BCRX
$2.64B
$2K ﹤0.01%
389
-20,000
-98% -$79.9K
BRZU icon
4427
Direxion Daily MSCI Brazil Bull 2X ETF
BRZU
$90M
$2K ﹤0.01%
2
– –
CASS icon
4428
Cass Information Systems
CASS
$736M
$2K ﹤0.01%
42
– –
CMCO icon
4429
Columbus McKinnon
CMCO
$564M
$2K ﹤0.01%
104
– –
COHN icon
4430
Cohen & Co
COHN
$38.3M
$2K ﹤0.01%
200
– –
COHU icon
4431
Cohu
COHU
$2.5B
$2K ﹤0.01%
200
– –
CPRX
4432
DELISTED
Catalyst Pharmaceutical
CPRX
$2K ﹤0.01%
2,000
– –
CPS icon
4433
Cooper-Standard Automotive
CPS
$487M
$2K ﹤0.01%
21
+7
+50% +$659
CROX icon
4434
Crocs
CROX
$6.31B
$2K ﹤0.01%
+200
New +$1.92K
CUZ icon
4435
Cousins Properties
CUZ
$4.83B
$2K ﹤0.01%
78
– –
CYD icon
4436
China Yuchai International
CYD
$1.75B
$2K ﹤0.01%
163
– –
DAN icon
4437
Dana Inc
DAN
$3.27B
$2K ﹤0.01%
132
+1
+0.8% +$14
KUST
4438
Kustom Entertainment Inc
KUST
$834K
– –
0
– –
DIVI icon
4439
Franklin International Core Dividend Tilt Index ETF
DIVI
$2.76B
$2K ﹤0.01%
+78
New +$2.01K
DMRC icon
4440
Digimarc Corp
DMRC
$172M
$2K ﹤0.01%
+50
New +$1.78K
DWSN icon
4441
Dawson Geophysical
DWSN
$138M
$2K ﹤0.01%
327
– –
DXLG icon
4442
Destination XL Group
DXLG
$32.2M
$2K ﹤0.01%
500
– –
EDN
4443
Edenor
EDN
$1.01B
$2K ﹤0.01%
94
-45
-32% -$784
EDSA icon
4444
Edesa Biotech
EDSA
$53.2M
$2K ﹤0.01%
2
– –
ENLV icon
4445
Enlivex Ltd
ENLV
$32.3M
$2K ﹤0.01%
2
– –
EUDV icon
4446
ProShares MSCI Europe Dividend Growers ETF
EUDV
$8.56M
$2K ﹤0.01%
50
– –
FENG
4447
Phoenix New Media
FENG
$18.1M
$2K ﹤0.01%
83
– –
FFIC
4448
DELISTED
Flushing Financial
FFIC
$2K ﹤0.01%
67
– –
FPA icon
4449
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$108M
$2K ﹤0.01%
50
– –
GILT icon
4450
Gilat Satellite Networks
GILT
$864M
$2K ﹤0.01%
500
– –
176 177
178
179 180

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HAM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.