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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTGR icon
4426
NETGEAR
NTGR
$648M
$1K ﹤0.01%
50
– –
NWPX icon
4427
NWPX Infrastructure Inc
NWPX
$1.08B
$1K ﹤0.01%
45
-26
-37% -$433
PAHC icon
4428
Phibro Animal Health
PAHC
$1.38B
$1K ﹤0.01%
42
+31
+282% +$1.13K
PTEN icon
4429
Patterson-UTI
PTEN
$4.22B
$1K ﹤0.01%
85
+52
+158% +$824
RARE icon
4430
Ultragenyx Pharmaceutical
RARE
$2.66B
$1K ﹤0.01%
+12
New +$1.37K
RCG
4431
RENN Fund
RCG
$20.3M
$1K ﹤0.01%
500
– –
SAFE
4432
Safehold
SAFE
$1.08B
$1K ﹤0.01%
20
-160
-89% -$10K
SAGE
4433
DELISTED
Sage Therapeutics
SAGE
$1K ﹤0.01%
19
– –
SBCF icon
4434
Seacoast Banking Corp of Florida
SBCF
$3.42B
$1K ﹤0.01%
+40
New +$614
SBSW icon
4435
Sibanye-Stillwater
SBSW
$7.51B
$1K ﹤0.01%
398
-1,183
-75% -$5.89K
SCOR icon
4436
Comscore
SCOR
$108M
$1K ﹤0.01%
+2
New +$2.17K
SCSC icon
4437
Scansource
SCSC
$1.05B
$1K ﹤0.01%
26
– –
SDEM icon
4438
Global X MSCI SuperDividend Emerging Markets ETF
SDEM
$44.1M
$1K ﹤0.01%
+23
New +$1.01K
SEED icon
4439
Origin Agritech
SEED
$12.5M
$1K ﹤0.01%
50
– –
SHO icon
4440
Sunstone Hotel Investors
SHO
$1.98B
$1K ﹤0.01%
47
– –
SMN icon
4441
ProShares UltraShort Materials
SMN
$3.77M
$1K ﹤0.01%
1
– –
SMSI icon
4442
Smith Micro Software
SMSI
$16.6M
$1K ﹤0.01%
6
– –
SNOA icon
4443
Sonoma Pharmaceuticals
SNOA
$6.56M
$1K ﹤0.01%
1
– –
STNG icon
4444
Scorpio Tankers
STNG
$3.72B
$1K ﹤0.01%
8
– –
SUP
4445
DELISTED
Superior Industries International
SUP
$1K ﹤0.01%
44
– –
SVXY icon
4446
ProShares Short VIX Short-Term Futures ETF
SVXY
$231M
$1K ﹤0.01%
+30
New +$2.18K
TLYS icon
4447
Tilly's
TLYS
$127M
$1K ﹤0.01%
128
– –
TNET icon
4448
TriNet
TNET
$3.06B
$1K ﹤0.01%
+40
New +$818
TR icon
4449
Tootsie Roll Industries
TR
$2.97B
$1K ﹤0.01%
24
– –
TRX icon
4450
TRX Gold Corp
TRX
$350M
$1K ﹤0.01%
2,550
-1,125
-31% -$389
176 177
178
179 180

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.