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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VECO icon
4426
Veeco
VECO
$3.02B
– –
-500
Closed -$17K
VGM icon
4427
Invesco Trust Investment Grade Municipals
VGM
$564M
– –
-1,519
Closed -$20K
VIOG icon
4428
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.12B
– –
-1,108
Closed -$54K
VLGEA icon
4429
Village Super Market
VLGEA
$616M
$0 ﹤0.01%
12
– –
VXRT
4430
DELISTED
Vaxart
VXRT
$0 ﹤0.01%
15
– –
WLFC icon
4431
Willis Lease Finance
WLFC
$1.2B
$0 ﹤0.01%
+9
New +$64
WNEB icon
4432
Western New England Bancorp
WNEB
$276M
– –
-70
Closed –
ZEUS
4433
DELISTED
Olympic Steel
ZEUS
– –
-200
Closed -$4K
ORKA
4434
Oruka Therapeutics
ORKA
$6.34B
– –
0
– –
INFN
4435
DELISTED
Infinera Corporation Common Stock
INFN
– –
-4,000
Closed -$43K
SEEL
4436
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
– –
0
– –
AINC
4437
DELISTED
Ashford Inc.
AINC
$0 ﹤0.01%
+1
New +$94
TAST
4438
DELISTED
Carrols Restaurant Group, Inc.
TAST
$0 ﹤0.01%
59
– –
TRVN
4439
DELISTED
Trevena, Inc.
TRVN
– –
0
– -$1K
YTEN
4440
DELISTED
Yield10 Bioscience, Inc. Common Stock
YTEN
– –
0
– –
RPT
4441
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
– –
-206
Closed -$3K
EMAN
4442
DELISTED
eMagin Corporation
EMAN
$0 ﹤0.01%
81
– –
QUOT
4443
DELISTED
Quotient Technology Inc
QUOT
– –
-28
Closed –
STCN
4444
DELISTED
Steel Connect, Inc. Common Stock
STCN
$0 ﹤0.01%
6
+1
+20% +$31
NIB
4445
DELISTED
iPath Bloomberg Cocoa Subindex Total Return ETN due June 24, 2038
NIB
– –
-2,241
Closed -$98K
MGI
4446
DELISTED
MoneyGram International, Inc. New
MGI
$0 ﹤0.01%
32
– –
BSMX
4447
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
– –
-94,549
Closed -$1.28M
NKG
4448
DELISTED
Nuveen Georgia Quality Municipal Income Fund
NKG
– –
-1,648
Closed -$21K
FCRD
4449
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
– –
-300
Closed -$4K
SMIT
4450
DELISTED
Schmitt Industries Inc
SMIT
$0 ﹤0.01%
+5
New +$15
176 177
178
179 180

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HAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.