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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSKE
4401
DELISTED
Daseke, Inc. Common Stock
DSKE
$8K ﹤0.01%
1,000
– –
PRTK
4402
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
$8K ﹤0.01%
850
– –
EXTN
4403
DELISTED
Exterran Corporation
EXTN
$8K ﹤0.01%
289
-22
-7% -$591
PSB
4404
DELISTED
PS Business Parks, Inc.
PSB
$8K ﹤0.01%
60
-49
-45% -$6.32K
RVI
4405
DELISTED
Retail Value Inc. Common Shares
RVI
$8K ﹤0.01%
+2,604
New +$8.11K
VMM
4406
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$8K ﹤0.01%
650
– –
XLRN
4407
DELISTED
Acceleron Pharma
XLRN
$8K ﹤0.01%
135
-2
-1% -$98
TCO
4408
DELISTED
Taubman Centers Inc.
TCO
$8K ﹤0.01%
131
-73
-36% -$4.5K
AMAG
4409
DELISTED
AMAG Pharmaceuticals
AMAG
$8K ﹤0.01%
396
-354
-47% -$8.06K
LONE
4410
DELISTED
Lonestar Resources US Inc. Class A Common Stock
LONE
$8K ﹤0.01%
+1,000
New +$8.77K
TTPH
4411
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
$8K ﹤0.01%
150
– –
MLNT
4412
DELISTED
Melinta Therapeutics, Inc. Common Stock
MLNT
$8K ﹤0.01%
400
+360
+900% +$9.1K
CRAY
4413
DELISTED
Cray, Inc.
CRAY
$8K ﹤0.01%
390
-2,304
-86% -$53.1K
FBR
4414
DELISTED
Fibria Celulose Sa
FBR
$8K ﹤0.01%
455
– –
HYGS
4415
DELISTED
Hydrogenics Corp
HYGS
$8K ﹤0.01%
1,078
– –
JHMS
4416
DELISTED
John Hancock Multifactor Consumer Staples ETF
JHMS
$8K ﹤0.01%
+300
New +$8.02K
NCB
4417
DELISTED
Nuveen California Municipal Value Fund 2
NCB
$8K ﹤0.01%
500
– –
VLP
4418
DELISTED
Valero Energy Partners LP
VLP
$8K ﹤0.01%
200
+100
+100% +$3.82K
BBOX
4419
DELISTED
Black Box Corp
BBOX
$8K ﹤0.01%
+7,750
New +$10.8K
ABG icon
4420
Asbury Automotive
ABG
$3.78B
$7K ﹤0.01%
101
-35
-26% -$2.52K
AMH icon
4421
American Homes 4 Rent
AMH
$12.3B
$7K ﹤0.01%
305
-594
-66% -$13.4K
ASUR icon
4422
Asure Software
ASUR
$251M
$7K ﹤0.01%
597
– –
BIB icon
4423
ProShares Ultra NASDAQ Biotechnology
BIB
$87.1M
$7K ﹤0.01%
100
– –
BLDR icon
4424
Builders FirstSource
BLDR
$7.91B
$7K ﹤0.01%
503
-1,171
-70% -$19.8K
CAPL icon
4425
CrossAmerica Partners
CAPL
$887M
$7K ﹤0.01%
399
+12
+3% +$216
175 176
177
178 179

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HAM
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.