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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVCN
4401
DELISTED
Neovasc Inc.
NVCN
– –
0
– –
IVC
4402
DELISTED
Invacare Corporation
IVC
$5K ﹤0.01%
300
– –
ZVO
4403
DELISTED
Zovio Inc. Common Stock
ZVO
$5K ﹤0.01%
521
+136
+35% +$1.41K
EXTN
4404
DELISTED
Exterran Corporation
EXTN
$5K ﹤0.01%
160
– –
NBEV
4405
DELISTED
NewAge, Inc. Common Stock (Delaware)
NBEV
$5K ﹤0.01%
1,500
-1,562
-51% -$6.62K
HSTO
4406
DELISTED
Histogen Inc. Common Stock
HSTO
$5K ﹤0.01%
5
– –
CSOD
4407
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$5K ﹤0.01%
123
– –
DSE
4408
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
$5K ﹤0.01%
72
-493
-87% -$33.4K
FFG
4409
DELISTED
FBL Financial Group
FFG
$5K ﹤0.01%
61
– –
CZZ
4410
DELISTED
Cosan Limited
CZZ
$5K ﹤0.01%
618
-1,335
-68% -$10K
ACIA
4411
DELISTED
Acacia Communications Inc
ACIA
$5K ﹤0.01%
115
-40
-26% -$1.79K
TCO
4412
DELISTED
Taubman Centers Inc.
TCO
$5K ﹤0.01%
106
-10
-9% -$549
PSV
4413
DELISTED
Hermitage Offshore Services Ltd.
PSV
$5K ﹤0.01%
345
+24
+7% +$307
SHLO
4414
DELISTED
Shiloh Industries Inc
SHLO
$5K ﹤0.01%
500
– –
TECD
4415
DELISTED
Tech Data Corp
TECD
$5K ﹤0.01%
53
-83
-61% -$8.19K
CHKR
4416
DELISTED
CHESAPEAKE GRANITE WASH TRUST
CHKR
$5K ﹤0.01%
2,051
+9
+0.4% +$20
ROX
4417
DELISTED
Castle Brands, Inc.
ROX
$5K ﹤0.01%
4,000
+3,000
+300% +$4.79K
EGI
4418
DELISTED
Entre Resources Ltd. Common Shares
EGI
$5K ﹤0.01%
11,200
– –
MXWL
4419
DELISTED
Maxwell Technologies Inc
MXWL
$5K ﹤0.01%
+1,000
New +$5.7K
SN
4420
DELISTED
Sanchez Energy Corporation
SN
$5K ﹤0.01%
946
-1,200
-56% -$6.16K
ARDM
4421
DELISTED
Aradigm Corp Common Stock
ARDM
$5K ﹤0.01%
1,202
+1,200
+60,000% +$1.85K
ONTL
4422
DELISTED
OShares FTSE Russell International Quality Dividend ETF
ONTL
$5K ﹤0.01%
191
– –
RXIIW
4423
DELISTED
RXi Pharmaceuticals Corporation Warrants expiring 12/16/2021
RXIIW
$5K ﹤0.01%
30,000
– –
RPXC
4424
DELISTED
RPX Corporation
RPXC
$5K ﹤0.01%
+357
New +$4.69K
ANTX
4425
DELISTED
Anthem, Inc.
ANTX
$5K ﹤0.01%
105
– –
175 176
177
178 179

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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.