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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CACB
4401
DELISTED
Cascade Bancorp
CACB
$3K ﹤0.01%
527
+3
+0.6% +$18
CEB
4402
DELISTED
CEB Inc.
CEB
$3K ﹤0.01%
52
+28
+117% +$1.68K
NILE
4403
DELISTED
Blue Nile, Inc.
NILE
$3K ﹤0.01%
100
– –
UWTI
4404
DELISTED
VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9,
UWTI
$3K ﹤0.01%
116
– –
COWN
4405
DELISTED
Cowen Inc. Class A Common Stock
COWN
$3K ﹤0.01%
208
– –
KWT
4406
DELISTED
VanEck Vectors Solar Energy ETF
KWT
$3K ﹤0.01%
91
– –
CYTR
4407
DELISTED
CytRx Corp
CYTR
$3K ﹤0.01%
875
– –
GSH
4408
DELISTED
Guangshen Railway Co. Ltd
GSH
$3K ﹤0.01%
101
-124
-55% -$3.12K
AUO
4409
DELISTED
AU Optronics Corp
AUO
$3K ﹤0.01%
857
+110
+15% +$421
AST
4410
DELISTED
Asterias Biotherapeutics Inc. Series A
AST
$3K ﹤0.01%
689
– –
OEUH
4411
DELISTED
OShares FTSE Europe Quality Dividend Hedged ETF
OEUH
$3K ﹤0.01%
100
– –
SNC
4412
DELISTED
State National Companies, Inc.
SNC
$3K ﹤0.01%
232
+102
+78% +$1.09K
ENV
4413
DELISTED
ENVESTNET, INC.
ENV
$3K ﹤0.01%
85
-655
-89% -$24.9K
JJA
4414
DELISTED
iPath Bloomberg Agriculture Subindex Total Return ETN due October 22, 2037
JJA
$3K ﹤0.01%
80
– –
ABUS icon
4415
Arbutus Biopharma
ABUS
$923M
$2K ﹤0.01%
+500
New +$1.95K
ACIC icon
4416
American Coastal Insurance
ACIC
$464M
$2K ﹤0.01%
119
+69
+138% +$1.09K
ADTN icon
4417
Adtran
ADTN
$632M
$2K ﹤0.01%
101
-786
-89% -$14.5K
AMED
4418
DELISTED
Amedisys
AMED
$2K ﹤0.01%
44
– –
AMRN
4419
Amarin Corp
AMRN
$296M
$2K ﹤0.01%
39
-104
-73% -$5.83K
ANGI icon
4420
Angi Inc
ANGI
$182M
$2K ﹤0.01%
21
-46
-69% -$4.03K
ARCB icon
4421
ArcBest
ARCB
$3.03B
$2K ﹤0.01%
86
-43
-33% -$778
ATLC icon
4422
Atlanticus Holdings
ATLC
$1.42B
$2K ﹤0.01%
636
– –
AVD icon
4423
American Vanguard Corp
AVD
$64.6M
$2K ﹤0.01%
125
– –
AXTI icon
4424
AXT Inc
AXTI
$4.83B
$2K ﹤0.01%
450
-1,000
-69% -$4.04K
BBW icon
4425
Build-A-Bear
BBW
$462M
$2K ﹤0.01%
200
– –
175 176
177
178 179

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.