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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRK
4401
DELISTED
Speedway Motorsports, Inc.
TRK
$2K ﹤0.01%
100
-6
-6% -$115
WAGE
4402
DELISTED
WageWorks, Inc.
WAGE
$2K ﹤0.01%
43
+23
+115% +$1.03K
DVCR
4403
DELISTED
Diversicare Healthcare Services Inc
DVCR
$2K ﹤0.01%
250
– –
GNCA
4404
DELISTED
Genocea Biosciences, Inc.
GNCA
$2K ﹤0.01%
+38
New +$1.81K
AUSE
4405
DELISTED
WisdomTree Australia Dividend Fund
AUSE
$2K ﹤0.01%
45
– –
FCB
4406
DELISTED
FCB Financial Holdings, Inc.
FCB
$2K ﹤0.01%
55
-187
-77% -$6.67K
EOCC
4407
DELISTED
Enel Generacion Chile S.A.
EOCC
$2K ﹤0.01%
59
– –
PHH
4408
DELISTED
PHH Corporation
PHH
$2K ﹤0.01%
134
+17
+15% +$263
BTX.WS
4409
DELISTED
BioTime Inc Warrants (Expiring October 1, 2018)
BTX.WS
$2K ﹤0.01%
1,947
– –
GST
4410
DELISTED
Gastar Exploration Inc.
GST
$2K ﹤0.01%
1,200
-500
-29% -$708
GRR
4411
DELISTED
Asia Tigers Fund
GRR
$2K ﹤0.01%
+200
New +$1.9K
IBLN
4412
DELISTED
Direxion iBillionaire Index ETF
IBLN
$2K ﹤0.01%
67
+66
+6,600% +$1.59K
CCUR
4413
DELISTED
CCUR Holdings, Inc. Common Stock
CCUR
$2K ﹤0.01%
+500
New +$2.49K
RIC
4414
DELISTED
Richmont Mines Inc.
RIC
$2K ﹤0.01%
+500
New +$1.53K
FNFV
4415
DELISTED
Fidelity Natl Financial, Inc.
FNFV
$2K ﹤0.01%
158
+2
+1% +$22
ALR.PRB
4416
DELISTED
Alere Inc
ALR.PRB
$2K ﹤0.01%
+6
New +$1.81K
SGBK
4417
DELISTED
Stonegate Bank
SGBK
$2K ﹤0.01%
60
-12
-17% -$390
COVS
4418
DELISTED
Covisint Corporation
COVS
$2K ﹤0.01%
+649
New +$1.47K
CACB
4419
DELISTED
Cascade Bancorp
CACB
$2K ﹤0.01%
300
– –
CYNO
4420
DELISTED
Cynosure, Inc. Class A
CYNO
$2K ﹤0.01%
46
– –
IMN
4421
DELISTED
Imation
IMN
$2K ﹤0.01%
1,859
+498
+37% +$913
APOL
4422
DELISTED
Apollo Education Group Inc Class A
APOL
$2K ﹤0.01%
286
+86
+43% +$711
ACTS
4423
DELISTED
Actions Semiconductor Co
ACTS
$2K ﹤0.01%
1,100
+100
+10% +$177
QLTI
4424
DELISTED
QLT Inc
QLTI
$2K ﹤0.01%
580
-2,480
-81% -$6.98K
MLPW
4425
DELISTED
UBS AG JERSEY BRANCH E TRACS LKD WELLS FARGO (CHE)
MLPW
$2K ﹤0.01%
73
– –
175 176
177
178 179

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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.