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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDI icon
4401
Reading International Class A
RDI
$35.2M
$0 ﹤0.01%
35
+4
+13% +$44
RLY icon
4402
State Street Multi-Asset Real Return ETF
RLY
$1.31B
– –
-401
Closed -$11K
SANM icon
4403
Sanmina
SANM
$10.7B
$0 ﹤0.01%
23
+9
+64% +$206
ECHO
4404
EchoStar
ECHO
$25.9B
$0 ﹤0.01%
6
– –
SGRP
4405
DELISTED
SPAR Group
SGRP
$0 ﹤0.01%
200
– –
SIFY
4406
Sify Technologies
SIFY
$1.13B
$0 ﹤0.01%
1
– –
SMN icon
4407
ProShares UltraShort Materials
SMN
$3.75M
$0 ﹤0.01%
1
– –
SPOK icon
4408
Spok Holdings
SPOK
$237M
– –
-200
Closed -$3K
STRL icon
4409
Sterling Infrastructure
STRL
$16.2B
$0 ﹤0.01%
3
– –
STRS icon
4410
Stratus Properties
STRS
$154M
$0 ﹤0.01%
10
+3
+43% +$41
SVRA icon
4411
Savara
SVRA
$1.17B
– –
0
– –
TBPH icon
4412
Theravance Biopharma
TBPH
$876M
$0 ﹤0.01%
17
– –
TENX icon
4413
Tenax Therapeutics
TENX
$51.6M
– –
0
– –
THRM icon
4414
Gentherm
THRM
$1.27B
– –
-112
Closed -$5K
TILE icon
4415
Interface
TILE
$2.18B
– –
-39
Closed -$1K
TMQ
4416
Trilogy Metals
TMQ
$670M
$0 ﹤0.01%
681
+598
+720% +$409
TOPS icon
4417
TOP Ships
TOPS
$4.23M
– –
0
– –
TREE icon
4418
LendingTree
TREE
$453M
$0 ﹤0.01%
7
-19
-73% -$786
TURN
4419
DELISTED
180 Degree Capital
TURN
$0 ﹤0.01%
33
– –
UCO icon
4420
ProShares Ultra Bloomberg Crude Oil
UCO
$428M
– –
0
– –
UDN icon
4421
Invesco DB US Dollar Index Bearish Fund
UDN
$109M
– –
-730
Closed -$19K
UEC icon
4422
Uranium Energy
UEC
$5.63B
– –
-1,000
Closed -$1K
UMH
4423
UMH Properties
UMH
$1.34B
– –
-200
Closed -$2K
UONE icon
4424
Urban One Class A
UONE
$24.4M
$0 ﹤0.01%
10
– –
VCEL icon
4425
Vericel Corp
VCEL
$2.25B
$0 ﹤0.01%
19
– –
175 176
177
178 179

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.