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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FKU icon
4376
First Trust United Kingdom AlphaDEX Fund
FKU
$39.6M
$8K ﹤0.01%
209
+4
+2% +$156
FXA icon
4377
Invesco CurrencyShares Australian Dollar Trust
FXA
$97.8M
$8K ﹤0.01%
111
-5,737
-98% -$420K
GHM icon
4378
Graham Corp
GHM
$1.3B
$8K ﹤0.01%
276
– –
GLDI icon
4379
Credit Suisse X-Links Gold Shares Covered Call ETNs due February 2 2033
GLDI
$32.7M
$8K ﹤0.01%
50
-35
-41% -$5.76K
HCM icon
4380
HUTCHMED
HCM
$2.11B
$8K ﹤0.01%
+256
New +$7.8K
HLIO icon
4381
Helios Technologies
HLIO
$2.67B
$8K ﹤0.01%
156
+100
+179% +$5.07K
IBCP icon
4382
Independent Bank Corp
IBCP
$854M
$8K ﹤0.01%
348
– –
IR icon
4383
Ingersoll Rand
IR
$32.7B
$8K ﹤0.01%
306
+127
+71% +$3.56K
KF
4384
Korea Fund
KF
$266M
$8K ﹤0.01%
211
– –
LOCO icon
4385
El Pollo Loco
LOCO
$471M
$8K ﹤0.01%
675
– –
NVCR icon
4386
NovoCure
NVCR
$2.02B
$8K ﹤0.01%
143
+107
+297% +$4.26K
OSIS icon
4387
OSI Systems
OSIS
$3.77B
$8K ﹤0.01%
105
+71
+209% +$5.51K
PCM
4388
PCM Fund
PCM
$70M
$8K ﹤0.01%
700
-3,998
-85% -$45.9K
PHI icon
4389
PLDT
PHI
$4.2B
$8K ﹤0.01%
355
-104
-23% -$2.66K
RGNX icon
4390
Regenxbio
RGNX
$704M
$8K ﹤0.01%
+100
New +$7.21K
SHG icon
4391
Shinhan Financial Group
SHG
$35.1B
$8K ﹤0.01%
211
+33
+19% +$1.27K
SPMO icon
4392
Invesco S&P 500 Momentum ETF
SPMO
$22.3B
$8K ﹤0.01%
200
-100
-33% -$3.92K
STAA icon
4393
STAAR Surgical
STAA
$1.26B
$8K ﹤0.01%
177
-43
-20% -$1.76K
SYRE icon
4394
Spyre Therapeutics
SYRE
$8.98B
$8K ﹤0.01%
+31
New +$7.24K
TPB icon
4395
Turning Point Brands
TPB
$1.73B
$8K ﹤0.01%
+200
New +$7.03K
UCO icon
4396
ProShares Ultra Bloomberg Crude Oil
UCO
$422M
$8K ﹤0.01%
40
– –
VRTS icon
4397
Virtus Investment Partners
VRTS
$1.14B
$8K ﹤0.01%
72
-1
-1% -$127
WT icon
4398
WisdomTree
WT
$3.44B
$8K ﹤0.01%
1,000
-617
-38% -$5.24K
YTRA icon
4399
Yatra Online
YTRA
$55.3M
$8K ﹤0.01%
1,370
+270
+25% +$1.49K
SEI
4400
Solaris Energy Infrastructure
SEI
$3.94B
$8K ﹤0.01%
399
– –
174 175
176
177 178

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.