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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XIN
4376
DELISTED
Xinyuan Real Estate
XIN
$2K ﹤0.01%
+46
New +$1.56K
XME icon
4377
State Street SPDR S&P Metals & Mining ETF
XME
$4.52B
$2K ﹤0.01%
150
– –
ZWS icon
4378
Zurn Elkay Water Solutions
ZWS
$8.52B
$2K ﹤0.01%
174
– –
CSCI
4379
DELISTED
COSCIENS Biopharma Inc. Common Stock
CSCI
$2K ﹤0.01%
+5
New +$3.14K
CTLT
4380
DELISTED
CATALENT, INC.
CTLT
$2K ﹤0.01%
78
-3
-4% -$79
CHUY
4381
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
$2K ﹤0.01%
60
– –
ASXC
4382
DELISTED
Asensus Surgical, Inc.
ASXC
$2K ﹤0.01%
71
+38
+115% +$1.22K
VIA
4383
DELISTED
Via Renewables, Inc. Class A Common Stock
VIA
$2K ﹤0.01%
30
– –
HT
4384
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$2K ﹤0.01%
75
– –
QUOT
4385
DELISTED
Quotient Technology Inc
QUOT
$2K ﹤0.01%
334
+75
+29% +$529
HZN
4386
DELISTED
Horizon Global Corporation
HZN
$2K ﹤0.01%
168
+12
+8% +$109
SPNE
4387
DELISTED
SeaSpine Holdings Corporation Common Stock
SPNE
$2K ﹤0.01%
100
– –
ZVO
4388
DELISTED
Zovio Inc. Common Stock
ZVO
$2K ﹤0.01%
300
– –
HMHC
4389
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$2K ﹤0.01%
71
– –
VCRA
4390
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
$2K ﹤0.01%
200
– –
CUB
4391
DELISTED
Cubic Corporation
CUB
$2K ﹤0.01%
33
– –
RP
4392
DELISTED
RealPage, Inc.
RP
$2K ﹤0.01%
90
– –
HMSY
4393
DELISTED
HMS Holdings Corp.
HMSY
$2K ﹤0.01%
204
+26
+15% +$296
ZAGG
4394
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$2K ﹤0.01%
163
-137
-46% -$1.3K
CEL
4395
DELISTED
Cellcom Israel, Ltd.
CEL
$2K ﹤0.01%
+250
New +$1.74K
DNR
4396
DELISTED
Denbury Resources, Inc.
DNR
$2K ﹤0.01%
994
+102
+11% +$329
DERM
4397
DELISTED
Dermira, Inc.
DERM
$2K ﹤0.01%
+53
New +$1.52K
GHII
4398
DELISTED
Invesco S&P High Income Infrastructure ETF
GHII
$2K ﹤0.01%
+100
New +$2.2K
MNI
4399
DELISTED
The McClatchy Company Class A Common Stock
MNI
$2K ﹤0.01%
150
– –
DFRG
4400
DELISTED
Del Frisco's Restaurant Group, Inc. Common Stock
DFRG
$2K ﹤0.01%
148
-400
-73% -$5.68K
174 175
176
177 178

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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.