We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMCA
4351
DELISTED
iShares Russell 1000 Pure U.S. Revenue ETF
AMCA
$9K ﹤0.01%
+312
New +$8.77K
HOME
4352
DELISTED
At Home Group Inc.
HOME
$9K ﹤0.01%
+294
New +$10.4K
MLPI
4353
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$9K ﹤0.01%
365
-494
-58% -$12K
BFYT
4354
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$9K ﹤0.01%
140
-4,860
-97% -$222K
FOMX
4355
DELISTED
Foamix Pharmaceuticals Ltd. Ordinary Shares
FOMX
$9K ﹤0.01%
1,500
+500
+50% +$2.86K
EHIC
4356
DELISTED
eHi Car Services Limited
EHIC
$9K ﹤0.01%
800
– –
SN
4357
DELISTED
Sanchez Energy Corporation
SN
$9K ﹤0.01%
3,751
+2,805
+297% +$9.69K
DGL
4358
DELISTED
Invesco DB Gold Fund
DGL
$9K ﹤0.01%
+235
New +$8.96K
MINC
4359
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
$9K ﹤0.01%
189
-80
-30% -$3.83K
CHA
4360
DELISTED
China Telecom Corporation, LTD
CHA
$9K ﹤0.01%
175
+5
+3% +$235
GSC
4361
DELISTED
GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone
GSC
$9K ﹤0.01%
343
-100
-23% -$2.63K
LDRI
4362
DELISTED
Invesco LadderRite 0-5 Year Corporate Bond ETF
LDRI
$9K ﹤0.01%
360
– –
AN icon
4363
AutoNation
AN
$6.89B
$8K ﹤0.01%
200
-12
-6% -$555
ARWR icon
4364
Arrowhead Research
ARWR
$12.1B
$8K ﹤0.01%
400
+100
+33% +$1.64K
ATNI icon
4365
ATN International
ATNI
$491M
$8K ﹤0.01%
+110
New +$7.37K
GENZ
4366
VanEck Digital Native Economy ETF
GENZ
$17.9M
$8K ﹤0.01%
209
-7,544
-97% -$325K
BLCN
4367
DELISTED
Siren ETF Trust Siren NexGen Economy ETF
BLCN
$8K ﹤0.01%
371
-100
-21% -$2.32K
BLMN icon
4368
Bloomin' Brands
BLMN
$924M
$8K ﹤0.01%
392
-106
-21% -$2.07K
CDP icon
4369
COPT Defense Properties
CDP
$4.23B
$8K ﹤0.01%
255
-792
-76% -$23.7K
CENX icon
4370
Century Aluminum
CENX
$4.59B
$8K ﹤0.01%
650
-11,900
-95% -$153K
DIOD icon
4371
Diodes
DIOD
$4.48B
$8K ﹤0.01%
230
+76
+49% +$2.75K
EFAX icon
4372
State Street SPDR MSCI EAFE Fossil Fuel Reserves Free ETF
EFAX
$519M
$8K ﹤0.01%
220
– –
EOT
4373
Eaton Vance National Municipal Opportunities Trust
EOT
$274M
$8K ﹤0.01%
382
– –
ESGG icon
4374
FlexShares STOXX Global ESG Select Index Fund
ESGG
$116M
$8K ﹤0.01%
+79
New +$7.71K
FHB icon
4375
First Hawaiian
FHB
$3.39B
$8K ﹤0.01%
306
+246
+410% +$7.04K
173 174
175
176 177

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.