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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGI
4351
DELISTED
DigitalGlobe Inc.
DGI
$6K ﹤0.01%
159
– –
ISRL
4352
DELISTED
Isramco Inc
ISRL
$6K ﹤0.01%
50
– –
ACU icon
4353
Acme United Corp
ACU
$217M
$5K ﹤0.01%
210
-833
-80% -$22K
ADTN icon
4354
Adtran
ADTN
$622M
$5K ﹤0.01%
214
+109
+104% +$2.41K
AGD
4355
abrdn Global Dynamic Dividend Fund
AGD
$325M
$5K ﹤0.01%
438
-109
-20% -$1.13K
AGRO icon
4356
Adecoagro
AGRO
$1.39B
$5K ﹤0.01%
500
– –
AGX icon
4357
Argan
AGX
$8.15B
$5K ﹤0.01%
72
-3
-4% -$188
ANGI icon
4358
Angi Inc
ANGI
$186M
$5K ﹤0.01%
40
+19
+90% +$2.32K
AOSL icon
4359
Alpha and Omega Semiconductor
AOSL
$1.03B
$5K ﹤0.01%
300
– –
APPN icon
4360
Appian
APPN
$2.55B
$5K ﹤0.01%
+179
New +$3.91K
ARCB icon
4361
ArcBest
ARCB
$3.07B
$5K ﹤0.01%
+145
New +$3.81K
ASTE icon
4362
Astec Industries
ASTE
$991M
$5K ﹤0.01%
+83
New +$4.23K
BTE icon
4363
Baytex Energy
BTE
$3.06B
$5K ﹤0.01%
1,500
-274
-15% -$717
CET
4364
Central Securities Corp
CET
$1.63B
$5K ﹤0.01%
202
– –
CFFN icon
4365
Capitol Federal Financial
CFFN
$1.08B
$5K ﹤0.01%
369
-243
-40% -$3.38K
CGEN icon
4366
Compugen
CGEN
$221M
$5K ﹤0.01%
1,238
– –
COHU icon
4367
Cohu
COHU
$2.34B
$5K ﹤0.01%
200
– –
CPRX
4368
DELISTED
Catalyst Pharmaceutical
CPRX
$5K ﹤0.01%
2,000
– –
CROX icon
4369
Crocs
CROX
$6.63B
$5K ﹤0.01%
500
– –
CRTO icon
4370
Criteo S.A. Ordinary Shares
CRTO
$902M
$5K ﹤0.01%
108
-540
-83% -$25.7K
CRVL icon
4371
CorVel
CRVL
$3.15B
$5K ﹤0.01%
300
– –
ENFR icon
4372
Alerian Energy Infrastructure ETF
ENFR
$521M
$5K ﹤0.01%
210
– –
FOLD
4373
DELISTED
Amicus Therapeutics
FOLD
$5K ﹤0.01%
305
+55
+22% +$728
FTK icon
4374
Flotek Industries
FTK
$1.36B
$5K ﹤0.01%
167
– –
FYLD icon
4375
Cambria Foreign Shareholder Yield ETF
FYLD
$721M
$5K ﹤0.01%
200
– –
173 174
175
176 177

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.