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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVEC icon
4351
NVE Corp
NVEC
$565M
$3K ﹤0.01%
47
– –
OMER icon
4352
Omeros
OMER
$984M
$3K ﹤0.01%
305
-1,465
-83% -$16.7K
PDFS icon
4353
PDF Solutions
PDFS
$2.08B
$3K ﹤0.01%
160
-77
-32% -$1.25K
PSO icon
4354
Pearson
PSO
$9.72B
$3K ﹤0.01%
277
-55
-17% -$632
RAIL icon
4355
FreightCar America
RAIL
$252M
$3K ﹤0.01%
239
– –
ROG icon
4356
Rogers Corp
ROG
$2.41B
$3K ﹤0.01%
+41
New +$2.49K
SIF icon
4357
SIFCO Industries
SIF
$130M
$3K ﹤0.01%
+300
New +$2.4K
SNSR icon
4358
Global X Internet of Things ETF
SNSR
$222M
$3K ﹤0.01%
+200
New +$3.09K
SPSC icon
4359
SPS Commerce
SPSC
$2.7B
$3K ﹤0.01%
78
-930
-92% -$30.6K
TRMK icon
4360
Trustmark
TRMK
$2.78B
$3K ﹤0.01%
103
– –
UG icon
4361
United-Guardian
UG
$32.8M
$3K ﹤0.01%
200
– –
VCEL icon
4362
Vericel Corp
VCEL
$2.27B
$3K ﹤0.01%
1,018
– –
VRTS icon
4363
Virtus Investment Partners
VRTS
$1.11B
$3K ﹤0.01%
27
-711
-96% -$62.3K
TBRG
4364
DELISTED
TruBridge
TBRG
$3K ﹤0.01%
142
-178
-56% -$5.59K
TVRD
4365
Tvardi Therapeutics
TVRD
$22.1M
$3K ﹤0.01%
8
– –
BSCO
4366
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$3K ﹤0.01%
+132
New +$2.81K
HIE
4367
DELISTED
Miller/Howard High Income Equity Fund
HIE
$3K ﹤0.01%
208
-392
-65% -$4.95K
PRFT
4368
DELISTED
Perficient Inc
PRFT
$3K ﹤0.01%
147
-41
-22% -$844
DOOR
4369
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
$3K ﹤0.01%
55
-24
-30% -$1.61K
NM.PRG
4370
DELISTED
NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value
NM.PRG
$3K ﹤0.01%
500
– –
BSJN
4371
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$3K ﹤0.01%
+107
New +$2.82K
GLCN
4372
DELISTED
VanEck China Growth Leaders ETF
GLCN
$3K ﹤0.01%
67
-436
-87% -$16.8K
TA
4373
DELISTED
TravelCenters of America LLC
TA
$3K ﹤0.01%
88
– –
IVC
4374
DELISTED
Invacare Corporation
IVC
$3K ﹤0.01%
300
-4,000
-93% -$48.1K
PRTY
4375
DELISTED
Party City Holdco Inc.
PRTY
$3K ﹤0.01%
150
– –
173 174
175
176 177

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HAM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.