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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBOT icon
4351
Microbot Medical
MBOT
$113M
$2K ﹤0.01%
3
– –
MBWM icon
4352
Mercantile Bank Corp
MBWM
$1.05B
$2K ﹤0.01%
65
-58
-47% -$1.36K
LITS
4353
Lite Strategy Inc
LITS
$30.7M
$2K ﹤0.01%
75
– –
MUE
4354
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$2K ﹤0.01%
179
+26
+17% +$347
NEWT icon
4355
NewtekOne
NEWT
$368M
$2K ﹤0.01%
+113
New +$1.76K
NTGR icon
4356
NETGEAR
NTGR
$648M
$2K ﹤0.01%
50
– –
OMEX icon
4357
Odyssey Marine Exploration
OMEX
$52.7M
$2K ﹤0.01%
673
-140
-17% -$605
PARR icon
4358
Par Pacific Holdings
PARR
$3.78B
$2K ﹤0.01%
88
+3
+4% +$69
PMTS icon
4359
CPI Card Group
PMTS
$352M
$2K ﹤0.01%
+40
New +$2.16K
RPD icon
4360
Rapid7
RPD
$902M
$2K ﹤0.01%
+100
New +$1.89K
RRGB icon
4361
Red Robin
RRGB
$145M
$2K ﹤0.01%
35
– –
SAGE
4362
DELISTED
Sage Therapeutics
SAGE
$2K ﹤0.01%
34
+15
+79% +$743
SCOR icon
4363
Comscore
SCOR
$108M
$2K ﹤0.01%
2
– –
SKF icon
4364
ProShares UltraShort Financials
SKF
$10.6M
$2K ﹤0.01%
3
– –
SLVP icon
4365
iShares MSCI Global Silver and Metals Miners ETF
SLVP
$968M
$2K ﹤0.01%
390
– –
SM icon
4366
SM Energy
SM
$7.73B
$2K ﹤0.01%
93
+24
+35% +$732
SSY
4367
DELISTED
SunLink Health Systems
SSY
$2K ﹤0.01%
2,080
– –
THR
4368
DELISTED
Thermon Group Holdings
THR
$2K ﹤0.01%
102
– –
TKC icon
4369
Turkcell
TKC
$4.72B
$2K ﹤0.01%
279
– –
UIS icon
4370
Unisys
UIS
$205M
$2K ﹤0.01%
209
-2
-0.9% -$25
UPBD icon
4371
Upbound Group
UPBD
$1.11B
$2K ﹤0.01%
94
+39
+71% +$745
UUUU icon
4372
Energy Fuels
UUUU
$3.69B
$2K ﹤0.01%
658
– –
VECO icon
4373
Veeco
VECO
$3.07B
$2K ﹤0.01%
105
– –
VKQ icon
4374
Invesco Municipal Trust
VKQ
$545M
$2K ﹤0.01%
143
– –
WRLD icon
4375
World Acceptance Corp
WRLD
$873M
$2K ﹤0.01%
63
– –
173 174
175
176 177

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.