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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOVI icon
4326
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$9K ﹤0.01%
300
-4,150
-93% -$131K
IHD
4327
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$134M
$9K ﹤0.01%
1,167
-2,000
-63% -$15.6K
JBGS
4328
JBG SMITH
JBGS
$692M
$9K ﹤0.01%
258
+46
+22% +$1.69K
JHG
4329
DELISTED
Janus Henderson
JHG
$9K ﹤0.01%
343
-1,045
-75% -$30.5K
KSA icon
4330
iShares MSCI Saudi Arabia ETF
KSA
$625M
$9K ﹤0.01%
300
-9,200
-97% -$276K
LAD icon
4331
Lithia Motors
LAD
$8.32B
$9K ﹤0.01%
118
-1,716
-94% -$151K
PIM
4332
Franklin Master Intermediate Income Trust
PIM
$154M
$9K ﹤0.01%
1,929
+44
+2% +$202
PLXS icon
4333
Plexus
PLXS
$7.04B
$9K ﹤0.01%
153
– –
PSCE icon
4334
Invesco S&P SmallCap Energy ETF
PSCE
$104M
$9K ﹤0.01%
112
– –
RIV
4335
RiverNorth Opportunities Fund
RIV
$308M
$9K ﹤0.01%
+509
New +$9.79K
SHOO icon
4336
Steven Madden
SHOO
$3.46B
$9K ﹤0.01%
245
-91
-27% -$3.38K
SPNT icon
4337
SiriusPoint
SPNT
$2.7B
$9K ﹤0.01%
680
– –
SYBT icon
4338
Stock Yards Bancorp
SYBT
$2.64B
$9K ﹤0.01%
261
– –
TMQ
4339
Trilogy Metals
TMQ
$653M
$9K ﹤0.01%
4,393
+3,799
+640% +$7.03K
TPH
4340
DELISTED
Tri Pointe Homes
TPH
$9K ﹤0.01%
698
-1,630
-70% -$24.1K
TTI icon
4341
TETRA Technologies
TTI
$1.25B
$9K ﹤0.01%
+2,000
New +$9.06K
TWIN icon
4342
Twin Disc
TWIN
$349M
$9K ﹤0.01%
400
– –
AD
4343
Array Digital Infrastructure
AD
$3.09B
$9K ﹤0.01%
200
-131
-40% -$5.28K
VTLE
4344
DELISTED
Vital Energy
VTLE
$9K ﹤0.01%
56
+2
+4% +$350
XPRO icon
4345
Expro Ltd
XPRO
$2.1B
$9K ﹤0.01%
+167
New +$8.44K
LSXMB
4346
DELISTED
Liberty Media Corporation Series B Liberty SiriusXM Common Stock
LSXMB
$9K ﹤0.01%
271
– –
TARO
4347
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
$9K ﹤0.01%
96
-59
-38% -$6.38K
NM
4348
DELISTED
Navios Maritime Holdings Inc.
NM
$9K ﹤0.01%
1,300
-950
-42% -$7.93K
HMTV
4349
DELISTED
Hemisphere Media Group, Inc.
HMTV
$9K ﹤0.01%
680
– –
JPN
4350
DELISTED
Xtrackers Japan JPX-Nikkei 400 Equity ETF
JPN
$9K ﹤0.01%
295
-170
-37% -$4.83K
172 173
174
175 176

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.