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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNOM icon
4326
Viper Energy
VNOM
$15.3B
$6K ﹤0.01%
325
– –
GRDX
4327
GridAI Technologies Corp
GRDX
$21.1M
– –
0
– –
LMST
4328
DELISTED
Limestone Bancorp, Inc. Common Stock
LMST
$6K ﹤0.01%
500
– –
TMBR
4329
DELISTED
Timber Pharmaceuticals, Inc.
TMBR
$6K ﹤0.01%
1
– –
INFR
4330
DELISTED
Legg Mason ETF Investment Trust Legg Mason Global Infrastructure ETF
INFR
$6K ﹤0.01%
200
– –
XOG
4331
DELISTED
Extraction Oil & Gas, Inc. Common Stock
XOG
$6K ﹤0.01%
400
-47
-11% -$603
CUB
4332
DELISTED
Cubic Corporation
CUB
$6K ﹤0.01%
115
+71
+161% +$3.23K
RP
4333
DELISTED
RealPage, Inc.
RP
$6K ﹤0.01%
160
+126
+371% +$5.02K
GPOR
4334
DELISTED
Gulfport Energy Corp.
GPOR
$6K ﹤0.01%
439
-293
-40% -$3.81K
BFYT
4335
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$6K ﹤0.01%
+422
New +$11.6K
SAEX
4336
DELISTED
SAExploration Holdings, Inc.
SAEX
$6K ﹤0.01%
115
+65
+130% +$3.26K
CART
4337
DELISTED
Carolina Trust BancShares
CART
$6K ﹤0.01%
732
– –
MCRN
4338
DELISTED
Milacron Holdings Corp.
MCRN
$6K ﹤0.01%
367
+271
+282% +$4.6K
BHBK
4339
DELISTED
Blue Hills Bancorp, Inc.
BHBK
$6K ﹤0.01%
306
– –
NXEO
4340
DELISTED
Nexeo Solutions, Inc. Common Stock
NXEO
$6K ﹤0.01%
870
+180
+26% +$1.38K
MB
4341
DELISTED
MINDBODY, Inc. Class A Common Stock
MB
$6K ﹤0.01%
+250
New +$6.2K
ESIO
4342
DELISTED
Electro Scientific Industries
ESIO
$6K ﹤0.01%
400
– –
KTWO
4343
DELISTED
K2M Group Holdings, Inc
KTWO
$6K ﹤0.01%
299
– –
JJM
4344
DELISTED
iPath Bloomberg Industrial Metals Subindex Total Return ETN due October 22, 2037
JJM
$6K ﹤0.01%
205
– –
CCUR
4345
DELISTED
CCUR Holdings, Inc. Common Stock
CCUR
$6K ﹤0.01%
1,000
– –
DXUS
4346
DELISTED
WisdomTree Global ex-U.S. Hedged Dividend Fund
DXUS
$6K ﹤0.01%
241
+2
+0.8% +$51
ABCO
4347
DELISTED
Advisory Board Co
ABCO
$6K ﹤0.01%
106
-109
-51% -$5.87K
LMOS
4348
DELISTED
Lumos Networks Corp
LMOS
$6K ﹤0.01%
350
– –
GYEN
4349
DELISTED
AdvisorShares Gartman Gold/Yen ETF
GYEN
$6K ﹤0.01%
500
– –
NAVG
4350
DELISTED
Navigators Group Inc
NAVG
$6K ﹤0.01%
110
– –
172 173
174
175 176

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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.