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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENFY
4326
DELISTED
Enlightify Inc
ENFY
$4K ﹤0.01%
271
– –
NPKI
4327
NPK International
NPKI
$1.18B
$4K ﹤0.01%
490
– –
TVRD
4328
Tvardi Therapeutics
TVRD
$22.1M
$4K ﹤0.01%
12
+4
+50% +$1.28K
BCOV
4329
DELISTED
Brightcove, Inc.
BCOV
$4K ﹤0.01%
500
-10,145
-95% -$99K
HAYN
4330
DELISTED
Haynes International, Inc.
HAYN
$4K ﹤0.01%
100
– –
BIOL
4331
DELISTED
Biolase, Inc.
BIOL
– –
0
– –
OPGN
4332
DELISTED
OpGen, Inc
OPGN
– –
0
– –
NM.PRG
4333
DELISTED
NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value
NM.PRG
$4K ﹤0.01%
500
– –
NM.PRH
4334
DELISTED
NAVIOS MARITIME HOLDNGS INC. 8.625% SER H
NM.PRH
$4K ﹤0.01%
+500
New +$3.28K
NVTA
4335
DELISTED
Invitae Corporation
NVTA
$4K ﹤0.01%
453
– –
FRGI
4336
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$4K ﹤0.01%
131
-23
-15% -$640
BNFT
4337
DELISTED
Benefitfocus, Inc.
BNFT
$4K ﹤0.01%
150
– –
TMBR
4338
DELISTED
Timber Pharmaceuticals, Inc.
TMBR
$4K ﹤0.01%
1
– –
XLRN
4339
DELISTED
Acceleron Pharma
XLRN
$4K ﹤0.01%
117
+4
+4% +$127
CSOD
4340
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$4K ﹤0.01%
103
– –
WMGI
4341
DELISTED
Wright Medical Group Inc
WMGI
$4K ﹤0.01%
144
– –
CCMP
4342
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$4K ﹤0.01%
72
– –
ZN
4343
DELISTED
Zion Oil & Gas, Inc.
ZN
$4K ﹤0.01%
2,630
– –
VQT
4344
DELISTED
iPath S&P VEQTOR ETN
VQT
$4K ﹤0.01%
28
– –
DLBS
4345
DELISTED
iPath US Treasury Long Bond Bear ETN
DLBS
$4K ﹤0.01%
220
– –
AVP
4346
DELISTED
Avon Products, Inc.
AVP
$4K ﹤0.01%
762
-16
-2% -$93
EGI
4347
DELISTED
Entre Resources Ltd. Common Shares
EGI
$4K ﹤0.01%
11,200
– –
WAGE
4348
DELISTED
WageWorks, Inc.
WAGE
$4K ﹤0.01%
56
-34
-38% -$2.28K
INSY
4349
DELISTED
Insys Therapeutics, Inc.
INSY
$4K ﹤0.01%
498
-675
-58% -$7.63K
ICON
4350
DELISTED
Iconix Brand Group, Inc.
ICON
$4K ﹤0.01%
40
+9
+29% +$784
172 173
174
175 176

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.