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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGICA icon
4326
Donegal Group Class A
DGICA
$693M
$3K ﹤0.01%
172
+1
+0.6% +$16
DHX icon
4327
DHI Group
DHX
$166M
$3K ﹤0.01%
331
– –
DSGX icon
4328
Descartes Systems
DSGX
$6.78B
$3K ﹤0.01%
120
-931
-89% -$19.1K
EEMA icon
4329
iShares MSCI Emerging Markets Asia ETF
EEMA
$859M
$3K ﹤0.01%
59
– –
EFU icon
4330
ProShares Trust UltraShort MSCI EAFE
EFU
$1.14M
$3K ﹤0.01%
41
– –
EHTH icon
4331
eHealth
EHTH
$39.1M
$3K ﹤0.01%
+300
New +$3.53K
EVN
4332
Eaton Vance Municipal Income Trust
EVN
$429M
$3K ﹤0.01%
200
– –
FCBC icon
4333
First Community Bankshares
FCBC
$918M
$3K ﹤0.01%
115
– –
FWONA icon
4334
Liberty Media Series A
FWONA
$23.4B
$3K ﹤0.01%
99
-85
-46% -$1.86K
GLTR icon
4335
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.69B
$3K ﹤0.01%
50
– –
HNRG icon
4336
Hallador Energy
HNRG
$737M
$3K ﹤0.01%
+413
New +$2.48K
IBCP icon
4337
Independent Bank Corp
IBCP
$844M
$3K ﹤0.01%
152
+102
+204% +$1.61K
IBOC icon
4338
International Bancshares
IBOC
$4.48B
$3K ﹤0.01%
+99
New +$2.81K
INFY icon
4339
Infosys
INFY
$51B
$3K ﹤0.01%
384
-380
-50% -$3.13K
IX icon
4340
ORIX
IX
$43.1B
$3K ﹤0.01%
180
-625
-78% -$8.82K
KBA icon
4341
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$147M
$3K ﹤0.01%
100
-150
-60% -$4.37K
KRO icon
4342
KRONOS Worldwide
KRO
$963M
$3K ﹤0.01%
382
– –
LTRX icon
4343
Lantronix
LTRX
$264M
$3K ﹤0.01%
2,338
– –
LWAY icon
4344
Lifeway Foods
LWAY
$454M
$3K ﹤0.01%
200
– –
MANU icon
4345
Manchester United
MANU
$3.8B
$3K ﹤0.01%
130
– –
LITS
4346
Lite Strategy Inc
LITS
$30.7M
$3K ﹤0.01%
75
– –
MRTN icon
4347
Marten Transport
MRTN
$1.18B
$3K ﹤0.01%
360
-2,805
-89% -$24.1K
MTR
4348
Mesa Royalty Trust
MTR
$5.29M
$3K ﹤0.01%
300
– –
MTZ icon
4349
MasTec
MTZ
$21.9B
$3K ﹤0.01%
101
-220
-69% -$6.03K
NFBK
4350
DELISTED
Northfield Bancorp
NFBK
$3K ﹤0.01%
+172
New +$2.67K
172 173
174
175 176

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.