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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WILN
4326
DELISTED
Wi-LAN Inc.
WILN
$2K ﹤0.01%
1,000
– –
CACB
4327
DELISTED
Cascade Bancorp
CACB
$2K ﹤0.01%
300
– –
APOL
4328
DELISTED
Apollo Education Group Inc Class A
APOL
$2K ﹤0.01%
200
– –
ACTS
4329
DELISTED
Actions Semiconductor Co
ACTS
$2K ﹤0.01%
1,000
– –
AXLL
4330
DELISTED
AXIALL CORP COM STK (DE)
AXLL
$2K ﹤0.01%
133
+1
+0.8% +$27
ICLD
4331
DELISTED
INTERCLOUD SYSTEMS, INC. COMMON STOCK
ICLD
$2K ﹤0.01%
1,000
– –
MLPW
4332
DELISTED
UBS AG JERSEY BRANCH E TRACS LKD WELLS FARGO (CHE)
MLPW
$2K ﹤0.01%
73
-270
-79% -$7.54K
FWM
4333
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
$2K ﹤0.01%
2,125
– –
UNIS
4334
DELISTED
Unilife Corporation
UNIS
$2K ﹤0.01%
200
-100
-33% -$1.49K
MTSN
4335
DELISTED
MATTSON TECHNOLOGY INC
MTSN
$2K ﹤0.01%
700
– –
RSXJ
4336
DELISTED
VanEck Russia Small-Cap ETF
RSXJ
$2K ﹤0.01%
100
– –
JMG
4337
DELISTED
JOURNAL MEDIA GROUP INC COM
JMG
$2K ﹤0.01%
250
– –
MR
4338
DELISTED
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
$2K ﹤0.01%
104
-78
-43% -$1.99K
MDAS
4339
DELISTED
MEDASSETS INC COM STK (DE)
MDAS
$2K ﹤0.01%
98
-86
-47% -$1.83K
ACI
4340
DELISTED
ARCH COAL, INC.
ACI
$2K ﹤0.01%
611
-1,023
-63% -$3.36K
NYNY
4341
DELISTED
Empire Resorts, Inc.
NYNY
$2K ﹤0.01%
86
– –
MSO
4342
DELISTED
MARTHA STEWART LIVING OMNIMEDIA INC
MSO
$2K ﹤0.01%
346
– –
PSEM
4343
DELISTED
PERICOM SEMICONDUCTOR CP
PSEM
$2K ﹤0.01%
120
– –
ONCY
4344
DELISTED
ONCOLYTICS BIOTECH INC
ONCY
$2K ﹤0.01%
4,000
– –
DAEG
4345
DELISTED
DAEGIS INC
DAEG
$2K ﹤0.01%
5,000
– –
HNSN
4346
DELISTED
HANSEN MEDICAL, INC. COM NEW
HNSN
$2K ﹤0.01%
553
-1
-0.2% -$7
CTIC
4347
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$2K ﹤0.01%
127
– –
MNP
4348
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$2K ﹤0.01%
+133
New +$2K
IIP
4349
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
$2K ﹤0.01%
305
– –
MBT
4350
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$2K ﹤0.01%
257
+81
+46% +$632
172 173
174
175 176

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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.